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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tlc Vision (MM) | NASDAQ:TLCV | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.082 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Robins Daniel Wayne |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol TLC VISION CORP [TLCV] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) VP Access Operations / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Shares (ESPP) | 261.2337 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | (1) | 1/2/2008 (1) | Common Shares | 10000 | $1.16 | D | |
Stock Options | (2) | 12/15/2008 (2) | Common Shares | 4000 | $6.10 | D | |
Stock Options | (3) | 1/1/2009 (3) | Common Shares | 500 | $6.63 | D | |
Stock Options | (4) | 12/13/2009 | Common Shares | 6000 | $10.42 | D | |
Stock Options | (5) | 1/3/2011 | Common Shares | 15000 | $6.45 | D | |
Stock Options | (6) | 12/11/2013 | Common Shares | 11000 | $4.66 | D | |
Stock Options | (7) | 12/28/2014 | Common Shares | 15000 | $3.04 | D | |
Stock Options | (8) | 12/10/2015 | Common Shares | 25000 | $0.20 | D |
Explanation of Responses: | |
( 1) | The option grants vest in four annual installments beginning January 2, 2004. The option grants have yet to expire due to material blackout. |
( 2) | The option grants vest in four annual installments beginning December 15, 2004. The option grants have yet to expire due to material blackout. |
( 3) | The option grants vest in four equal annual installments beginning January 1, 2005. The option grants have yet to expire due to material blackout. |
( 4) | The option grants vest in four equal annual installments beginning December 13, 2005. |
( 5) | The option grants vest in four equal annual installments beginning January 3, 2007. |
( 6) | The option grants vest in four equal annual installments beginning December 11, 2007. |
( 7) | The option grants vest in four equal annual installments beginning December 28, 2008. |
( 8) | The option grants vest in four equal annual installments beginning December 10, 2009. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Robins Daniel Wayne
16509 FALLBROOK DRIVE FARMINGTON, MN 55024 |
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VP Access Operations |
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Signatures
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Daniel Wayne Robins | 7/22/2009 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Tlc Vision (MM) Chart |
1 Month Tlc Vision (MM) Chart |
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