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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Symantec Corporation | NASDAQ:SYMC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 23.75 | 23.03 | 23.97 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * Silver Lake (Offshore) AIV GP IV, Ltd. | 2. Issuer Name and Ticker or Trading Symbol NortonLifeLock Inc. [ NLOK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2.500% Convertible Senior Notes due 2021 (1) | $16.77 (7) | 1/9/2020 | D (1)(2) | $250000000.00 | (8) | (9) | Common Stock | 14908525 (10)(11) | (1)(2) | $0.00 (1)(2) | I | Held through SLP IV Seal Holdings, L.P. (3)(6) | |||
2.500% Convertible Senior Notes due 2022 (1) | $16.77 (7) | 1/9/2020 | A (1)(2) | $125000000.00 | (8) | (9) | Common Stock | 7454262 (10)(11) | (1)(2) | $125000000.00 (1)(2) | I | Held through SLP IV Seal Holdings, L.P. (3)(6) | |||
2.500% Convertible Senior Notes due 2022 (1) | $8.40 (7) | 1/9/2020 | A (1)(2) | $125000000.00 | (8) | (9) | Common Stock | 14872675 (10)(11) | (1)(2) | $125000000.00 (1)(2) | I | Held through SLP IV Seal Holdings, L.P. (3)(6) | |||
2.500% Convertible Senior Notes due 2021 (1) | $16.77 (7) | 1/9/2020 | D (1)(2) | $250000000.00 | (8) | (9) | Common Stock | 14908525 (10)(11) | (1)(2) | $0.00 (1)(2) | I | Held through SLP IV Seal II Holdings, L.P. (4)(6) | |||
2.500% Convertible Senior Notes due 2022 (1) | $16.77 (7) | 1/9/2020 | A (1)(2) | $125000000.00 | (8) | (9) | Common Stock | 7454262 (10)(11) | (1)(2) | $125000000.00 (1)(2) | I | Held through SLP IV Seal II Holdings, L.P. (4)(6) | |||
2.500% Convertible Senior Notes due 2022 (1) | $8.40 (7) | 1/9/2020 | A (1)(2) | $125000000.00 | (8) | (9) | Common Stock | 14872675 (10)(11) | (1)(2) | $125000000.00 (1)(2) | I | Held through SLP IV Seal II Holdings, L.P. (4)(6) | |||
2.00% Convertible Senior Notes due 2021 (1) | $20.41 (12) | 1/9/2020 | D (1)(2) | $500000000.00 | (13) | (14) | Common Stock | 24493000 (15)(16) | (1)(2) | $0.00 (1)(2) | I | Held through SLP IV Star Holdings, L.P. (5)(6) | |||
2.00% Convertible Senior Notes due 2022 (1) | $20.41 (12) | 1/9/2020 | A (1)(2) | $250000000.00 | (13) | (14) | Common Stock | 12246500 (15)(16) | (1)(2) | $250000000.00 (1)(2) | I | Held through SLP IV Star Holdings, L.P. (5)(6) | |||
2.00% Convertible Senior Notes due 2022 (1) | $10.23 (12) | 1/9/2020 | A (1)(2) | $250000000.00 | (13) | (14) | Common Stock | 24434100 (15)(16) | (1)(2) | $250000000.00 (1)(2) | I | Held through SLP IV Star Holdings, L.P. (5)(6) |
Remarks: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This filing shall not be deemed an admission that any Reporting Person engaged in a transaction subject to Section 16 of the Exchange Act or was a beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Silver Lake (Offshore) AIV GP IV, Ltd. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
Silver Lake Technology Associates IV Cayman, L.P. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Seal GP, L.L.C. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Seal II GP, L.L.C. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Star GP, L.L.C. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Seal Holdings, L.P. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Seal II Holdings, L.P. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
SLP IV Star Holdings, L.P. C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X | ||||
Hao Kenneth C/O SILVER LAKE PARTNERS 2775 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 | X |
Signatures | ||
/s/ Kenneth Y. Hao, Director of Silver Lake (Offshore) AIV GP IV, Ltd. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of Silver Lake (Offshore) AIV GP IV, Ltd., L.P., general partner of Silver Lake Technology Associates IV Cayman, L.P. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Seal GP, L.L.C. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Seal II GP, L.L.C. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Star GP, L.L.C. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Seal GP, L.L.C., general partner of SLP IV Seal Holdings, L.P. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Seal II GP, L.L.C., general partner of SLP IV Seal II Holdings, L.P. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao, Director of SLP IV Star GP, L.L.C., general partner of SLP IV Star Holdings, L.P. | 1/10/2020 | |
**Signature of Reporting Person | Date | |
/s/ Kenneth Y. Hao | 1/10/2020 | |
**Signature of Reporting Person | Date |
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