Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549

 

FORM 25

 

NOTIFICATION OF REMOVAL FROM LISTING AND/OR

REGISTRATION UNDER SECTION 12(b) OF THE

SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 814-00830

 

Firsthand Technology Value Fund, Inc.

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

150 Almaden Blvd., Suite 1250, San Jose, CA 95113

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

Common Stock, $0.001 par value per share 6,893,056

(Description of class of securities)

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

[ ] 17 CFR 240.12d2-2(a)(1)

 

[ ] 17 CFR 240.12d2-2(a)(2)

 

[ ] 17 CFR 240.12d2-2(a)(3)

 

[ ] 17 CFR 240.12d2-2(a)(4)

 

[ ] Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listiagjd/or withdraw registration on the Exchange i

 

x Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Firsthand Technology Value Fund, Inc. (Name of Issuer or Exchange) certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this nolliication to be signed on its behalf by the undersigned duly authorized person.

 

10/16/2023		By	/s/ Kevin Landis		President
Date			Name		Title

 

1

Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-l as applicable. See General Instructions.

 

 

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