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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Spring Valley Acquisition Corporation | NASDAQ:SV | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 10.00 | 10.00 | 10.05 | 0 | 00:00:00 |
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Colbert Chris | 2. Issuer Name and Ticker or Trading Symbol NUSCALE POWER Corp [ SMR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Rule 10b5-1(c) Transaction Indication
☒ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 6/22/2023 | M | 29929 | A | $0.64 | 44977 | D | |||
Class A Common Stock | 6/22/2023 | S | 29929 | D | $7.8516 (1) | 15048 | D | |||
Class A Common Stock | 6/23/2023 | M | 29929 | A | $0.64 | 44977 | D | |||
Class A Common Stock | 6/23/2023 | S | 29929 | D | $7.4117 (2) | 15048 | D | |||
Class A Common Stock | 6/26/2023 | M | 29928 | A | $0.64 | 44976 | D | |||
Class A Common Stock | 6/26/2023 | S | 29928 | D | $7.0014 (3) | 15048 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $0.64 | 6/22/2023 | M | 29929 | (4) | 9/13/2023 | Class A Common Stock | 29929 | $0.64 | 59857 | D | ||||
Employee Stock Option (right to buy) | $0.64 | 6/23/2023 | M | 29929 | (4) | 9/13/2023 | Class A Common Stock | 29929 | $0.64 | 29928 | D | ||||
Employee Stock Option (right to buy) | $0.64 | 6/26/2023 | M | 29928 | (4) | 9/13/2023 | Class A Common Stock | 29928 | $0.64 | 0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Colbert Chris 6650 SW REDWOOD LANE, SUITE 210 PORTLAND, OR 97224 | Chief Financial Officer |
Signatures | ||
Patrick C. Cannon, attorney-in-fact for Christopher J. Colbert | 6/26/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Spring Valley Acquisition Chart |
1 Month Spring Valley Acquisition Chart |
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