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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Summer Infant Inc | NASDAQ:SUMR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.99 | 0.0101 | 12.50 | 0 | 01:00:00 |
CUSIP No. | 865646103 |
1 |
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||
TOCQUEVILLE ASSET MANAGEMENT L.P. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
|
||||
(a) o | |||||
(b) x | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
226,408 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
226,408 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.2% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN | |||||
FOOTNOTES |
|||||
|
(a)
|
Name
of Issuer
|
|
|
Summer Infant, Inc.
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
|
|
|
1275 Park East Drive
Woonsocket, RI 02895 |
|
(a)
|
Name
of Person Filing
|
|
|
Tocqueville Asset Management, LP
|
|
(b)
|
Address
of Principal Business Office or, if none, Residence
|
|
|
40 West 57th Street, 19th Floor
New York, NY 10019 |
|
(c)
|
Citizenship
|
|
|
Delaware
|
|
(d)
|
Title
of Class of Securities
|
|
|
Common Stock
|
|
(e)
|
CUSIP
Number
|
|
|
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
|
|
(a)
|
o
|
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
o
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
o
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
o
|
Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8).
|
|
(e)
|
x
|
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
o
|
An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
o
|
A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
o
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
|
|
(k)
|
o
|
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4.
|
Ownership.
|
|
(a)
|
Amount beneficially owned:
|
|
(b)
|
Percent of class: 1.2%
|
|
(c)
|
Number
of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
NaN
|
|
(ii)
|
Shared power to vote or to direct the vote:
0
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
NaN
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
0
|
Item
5.
|
Ownership
of Five Percent or Less of a Class
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company
|
Item
8.
|
Identification
and Classification of Members of the Group
|
Item
9.
|
Notice
of Dissolution of Group
|
Tocqueville Asset Management, LP
|
|||
Date:
January 30, 2017
|
By:
|
/s/ Victor Huwang | |
Name: Victor Huwang | |||
Title: Compliance Officer | |||
Footnotes:
|
|
Attention:
|
Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001)
|
1 Year Summer Infant Chart |
1 Month Summer Infant Chart |
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