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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Summer Infant Inc | NASDAQ:SUMR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.99 | 0.0101 | 12.50 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
WYNNEFIELD PARTNERS SMALL CAP VALUE LP |
2. Issuer Name
and
Ticker or Trading Symbol
Summer Infant, Inc. [ SUMR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
450 SEVENTH AVENUE, SUITE 509 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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NEW YORK, NY 10123 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.0001 per share | 6/11/2015 | P | 61 | A | $2.1 | 1062425 | D (1) | |||
Common Stock, par value $0.0001 per share | 6/11/2015 | P | 139 | A | $2.1 | 2509341 | I | See Footnote (2) (3) (4) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks:
Each of the Reporting Owners identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Owners identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
WYNNEFIELD PARTNERS SMALL CAP VALUE LP
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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WYNNEFIELD PARTNERS SMALL CAP VALUE LP I
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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WYNNEFIELD CAPITAL MANAGEMENT LLC
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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WYNNEFIELD CAPITAL INC
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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Wynnefield Capital, Inc. Profit Sharing Plan
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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OBUS NELSON
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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LANDES JOSHUA
450 SEVENTH AVENUE SUITE 509 NEW YORK, NY 10123 |
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X |
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Signatures
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WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I By: Wynnefield Capital Management, LLC General Partner By: /s/ Nelson Obus Nelson Obus, Managing Member | 6/15/2015 | |
** Signature of Reporting Person |
Date
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WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. By: Wynnefield Capital Management, LLC General Partner By: /s/ Nelson Obus Nelson Obus, Managing Member | 6/15/2015 | |
** Signature of Reporting Person |
Date
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WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. By: Wynnefield Capital, Inc. By: /s/ Nelson Obus Nelson Obus, President | 6/15/2015 | |
** Signature of Reporting Person |
Date
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WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN By: /s/ Nelson Obus Nelson Obus, Portfolio Manager | 6/15/2015 | |
** Signature of Reporting Person |
Date
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WYNNEFIELD CAPITAL MANAGEMENT, LLC By: /s/ Nelson Obus Nelson Obus, Managing Member | 6/15/2015 | |
** Signature of Reporting Person |
Date
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WYNNEFIELD CAPITAL, INC. By: /s/ Nelson Obus Nelson Obus, President | 6/15/2015 | |
** Signature of Reporting Person |
Date
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/s/ Nelson Obus Nelson Obus, individually | 6/15/2015 | |
** Signature of Reporting Person |
Date
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/s/ Joshua Landes Joshua Landes, individually | 6/15/2015 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Summer Infant Chart |
1 Month Summer Infant Chart |
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