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STWO ACON S2 Acquisition Corporation

8.21
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
ACON S2 Acquisition Corporation NASDAQ:STWO NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 8.21 8.30 9.75 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

06/01/2022 9:11pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Evans Craig E
2. Issuer Name and Ticker or Trading Symbol

ESS Tech, Inc. [ GWH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

C/O ESS TECH, INC., 26440 SW PARKWAY AVE., BLDG. 83
3. Date of Earliest Transaction (MM/DD/YYYY)

1/4/2022
(Street)

WILSONVILLE, OR 97070
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/4/2022  F(1)  20193 D$11.50 5371491 D  
Common Stock 1/4/2022  F(1)  19404 D$11.50 2258627 I See footnote (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.
(2) The shares are held directly by Julia Song. The reporting persons are husband and wife.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Evans Craig E
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE, OR 97070
X
President
Song Julia
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE, OR 97070


Chief Technology Officer

Signatures
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans1/6/2022
**Signature of Reporting PersonDate

/s/ Amir Moftakhar, by power of attorney for Craig E. Evans1/6/2022
**Signature of Reporting PersonDate

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