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STML Stemline Therapeutics Inc

11.83
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Stemline Therapeutics Inc NASDAQ:STML NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 11.83 11.90 12.50 0 01:00:00

Initial Statement of Beneficial Ownership (3)

23/12/2019 10:11pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Francomano Robert
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/6/2019 

3. Issuer Name and Ticker or Trading Symbol

STEMLINE THERAPEUTICS INC [STML]
(Last)        (First)        (Middle)

750 LEXINGTON AVENUE, ELEVENTH FLOOR
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Commercial Officer /
(Street)

NEW YORK, NY 10022      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 100991 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)  (2)9/19/2026 Common Stock 50000 $9.79 D  

Explanation of Responses:
(1) Includes 61,332 shares of restricted stock.
(2) Represents options vest equally on 09/19/2017, 09/19/2018, 09/19/2019 and 09/19/2020, subject to the terms of the award agreement.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Francomano Robert
750 LEXINGTON AVENUE, ELEVENTH FLOOR
NEW YORK, NY 10022


Chief Commercial Officer

Signatures
/s/ Kenneth Hoberman, Attorney-in-Fact12/23/2019
**Signature of Reporting PersonDate

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