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STFC State Auto Financial Corporation

52.01
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
State Auto Financial Corporation NASDAQ:STFC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 52.01 50.34 98.89 0 01:00:00

Initial Statement of Beneficial Ownership (3)

13/11/2017 3:21pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Berkey Jason Earl

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/10/2017 

3. Issuer Name and Ticker or Trading Symbol

State Auto Financial CORP [STFC]

(Last)        (First)        (Middle)

518 EAST BROAD STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Senior Vice President /

(Street)

COLUMBUS, OH 43215       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares without par value   2846.219   (1) D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) Non-qualified   11/5/2016   11/4/2025   Common Shares   591   $25.32   D  
 
Employee Stock Option (Right to Buy) Non-qualified   3/3/2017   3/2/2026   Common Shares   3378   $21.54   D  
 

Explanation of Responses:
(1)  Includes the following restricted stock awards: an award of 140 shares issued on 11/5/15 and 776 shares issued on 3/3/16 which both have a 3-year cliff vest based on service only.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Berkey Jason Earl
518 EAST BROAD STREET
COLUMBUS, OH 43215


Senior Vice President

Signatures
/s/Jason Earl Berkey by Melissa A. Centers attorney in fact, per POA attached. 11/13/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year State Auto Financial Chart

1 Year State Auto Financial Chart

1 Month State Auto Financial Chart

1 Month State Auto Financial Chart