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Share Name | Share Symbol | Market | Type |
---|---|---|---|
State Bancorp (MM) | NASDAQ:STBC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 12.20 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Schaubeck Patricia M |
2. Issuer Name
and
Ticker or Trading Symbol
STATE BANCORP INC [ STBC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) General Counsel |
C/O STATE BANCORP, INC., TWO JERICHO PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
JERICHO, NY 11753 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
State Bancorp, Inc. Common Stock | 12/16/2011 | F | 966 (1) | D | $11.52 | 34743 | D | |||
State Bancorp, Inc. Common Stock | 12/16/2011 | F | 1999 (2) | D | $11.52 | 32744 | D | |||
State Bancorp, Inc. Common Stock | 12/16/2011 | F | 4096 (3) | D | $11.52 | 28648 | D | |||
State Bancorp, Inc. Common Stock | 12/16/2011 | F | 3777 (4) | D | $11.52 | 24871 | D | |||
State Bancorp, Inc. Common Stock | 5006.5083 | I | Through ESOP | |||||||
State Bancorp, Inc. Common Stock | 1111.6483 (5) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | Total number of shares applied with issuer's approval as payment of exercise price or tax liability by delivering or withholding securites incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Original 4,000 shares of restricted stock were granted to Ms. Schaubeck as part of her 2007 incentive compensation package. To date, 4,000 shares have vested. |
( 2) | Amount of shares applied with issuer's aproval as payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Original 5,517 shares of rstricted stock were granted to Ms. Schaubeck as part of her 2008 incentive compensation package. To date, 5,517 shares have vested. |
( 3) | Amount of shares applied with issuer's approval as payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Original 11,306 shares were granted to Ms. Schaubeck as part of her 2009 incentive compensation package. To date, 11,306 shares have vested. |
( 4) | Amount of shares applied with issuer's approval as payment of exercise price or tax liability by delivering or withholding securites incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Original 10,426 shares of restricted stock were granted to Ms. Schaubeck as part of her 2010 incentive compensation package. To date, 10,426 shares have vested. |
( 5) | Through Company 401(K) Matching Program. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Schaubeck Patricia M
C/O STATE BANCORP, INC. TWO JERICHO PLAZA JERICHO, NY 11753 |
|
|
General Counsel |
|
Signatures
|
||
Patricia M. Schaubeck | 12/20/2011 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year State Bancorp Chart |
1 Month State Bancorp Chart |
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