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Share Name | Share Symbol | Market | Type |
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The Spectranetics Corp. (MM) | NASDAQ:SPNC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 38.45 | 38.45 | 38.50 | 0 | 01:00:00 |
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Delaware
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84-0997049
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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9965 Federal Drive
Colorado Springs, Colorado
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80921
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(Address of principal executive offices)
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(Zip code)
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Large accelerated filer
x
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Accelerated filer
o
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Non-accelerated filer
o
(Do not check if a smaller
reporting company)
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Smaller reporting company
o
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Title of securities
to be registered
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Amount to
be registered
(1)
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Proposed maximum
offering price per
share
(2)
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Proposed maximum
aggregate offering
price
(2)
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Amount of
registration fee
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Common Stock, par value $0.001 per share
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1,000,000 shares
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$17.34
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$17,340,000
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$1,746.14
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(a)
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The Company’s Annual Report on Form 10-K for the year ended December 31, 2015, filed with the SEC on February 26, 2016;
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(b)
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The Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2016, filed with the SEC on April 29, 2016;
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(c)
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The Company’s Current Reports on Form 8-K filed with the SEC on February 8, 2016, February 25, 2016, June 7, 2016, June 13, 2016, June 15, 2016 and June 23, 2016; and
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(d)
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The description of the Company’s common stock, par value $0.001 per share, contained in the Company’s Registration Statement on Form 8-A (SEC File No. 000-19711), which was declared effective by the SEC on December 15, 1991, including any amendments or reports filed for the purpose of updating such description; and
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Exhibit
No.
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Description
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4.1
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Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 10.2 previously filed by the Company with its Current Report on Form 8-K filed on June 16, 2009)
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4.2
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Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 previously filed by the Company with its Current Report on Form 8-K filed on June 12, 2014)
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4.3
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Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 previously filed by the Company with its Current Report on Form 8-K filed on April 4, 2011)
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4.4
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Form of Common Stock Certificate of the Company (incorporated by reference to exhibits previously filed by the Company with its Amendment No. 2 to the Registration Statement filed on January 24, 1992 (No. 33-44367))
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5.1
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Opinion of Faegre Baker Daniels LLP
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23.1
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Consent of KPMG LLP
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23.2
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Consent of Faegre Baker Daniels LLP (included in Exhibit 5.1)
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24.1
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Power of Attorney (included on the signature page to this Registration Statement)
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99.1
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The Spectranetics Corporation 2010 Employee Stock Purchase Plan, as amended as of December 9, 2015 (incorporated by reference to Exhibit 10.2 previously filed by the Company with its Current Report on Form 8-K filed on June 15, 2016)
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THE SPECTRANETICS CORPORATION
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By:
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/s/ Scott Drake
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Scott Drake
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President and Chief Executive Officer
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Signature
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Title
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Date
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/s/ SCOTT DRAKE
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President, Chief Executive Officer and Director
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June 30, 2016
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Scott Drake
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/s/ STACY P. MCMAHAN
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Chief Financial Officer (
Principal Financial and
Accounting Officer
)
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June 30, 2016
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Stacy P. McMahan
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/s/ R. JOHN FLETCHER
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Chairman
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June 30, 2016
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R. John Fletcher
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/s/ WILLIAM C. JENNINGS
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Director
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June 30, 2016
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William C. Jennings
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/s/ B. KRISTINE JOHNSON
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Director
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June 30, 2016
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B. Kristine Johnson
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/s/ DANIEL A. PELAK
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Director
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June 30, 2016
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Daniel A. Pelak
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/s/ JOSEPH M. RUGGIO, M.D.
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Director
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June 30, 2016
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Joseph M. Ruggio, M.D.
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/s/ MARIA SAINZ
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Director
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June 30, 2016
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Maria Sainz
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/s/ TODD SCHERMERHORN
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Director
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June 30, 2016
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Todd Schermerhorn
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EXHIBIT INDEX
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Exhibit
No.
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Description
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4.1
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Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 10.2 previously filed by the Company with its Current Report on Form 8-K filed on June 16, 2009)
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4.2
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Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 previously filed by the Company with its Current Report on Form 8-K filed on June 12, 2014)
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4.3
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Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 previously filed by the Company with its Current Report on Form 8-K filed on April 4, 2011)
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4.4
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Form of Common Stock Certificate of the Company (incorporated by reference to exhibits previously filed by the Company with its Amendment No. 2 to the Registration Statement filed on January 24, 1992 (No. 33-44367))
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5.1
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Opinion of Faegre Baker Daniels LLP
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23.1
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Consent of KPMG LLP
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23.2
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Consent of Faegre Baker Daniels LLP (included in Exhibit 5.1)
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24.1
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Power of Attorney (included on the signature page to this Registration Statement)
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99.1
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The Spectranetics Corporation 2010 Employee Stock Purchase Plan, as amended as of December 9, 2015 (incorporated by reference to Exhibit 10.2 previously filed by the Company with its Current Report on Form 8-K filed on June 15, 2016)
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1 Year The Spectranetics Corp. (MM) Chart |
1 Month The Spectranetics Corp. (MM) Chart |
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