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Share Name | Share Symbol | Market | Type |
---|---|---|---|
GT Solar International, Inc. (MM) | NASDAQ:SOLR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.78 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Gutierrez Thomas |
2. Issuer Name
and
Ticker or Trading Symbol
GT Solar International, Inc. [ SOLR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President and CEO |
GT SOLAR INTERNATIONAL INC., 243 DANIEL WEBSTER HIGHWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
MERRIMACK, NH 03054 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.01 | 6/2/2011 | M | 22978 | A | $0 | 59753 | D |
|
||
Common Stock, par value $.01 | 6/2/2011 | F | 6077 (1) | D | $12.03 | 53676 | D |
|
||
Common Stock, par value $.01 | 6/3/2011 | S | 11489 (2) | D | $13.0245 (3) | 42187 | D |
|
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (4) | 6/2/2011 | M | 22978 | (5) | (5) | Common Stock, par value $.01 | 22978 | $0 | 68934 | D |
|
|||
Restricted Stock Unit | (4) | 6/2/2011 | A | 169576 | (6) | (6) | Common Stock, par value $.01 | 169576 | $0 | 169576 | D |
|
Explanation of Responses: | |
( 1) | These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on June 2, 2011. |
( 2) | Sale of these shares were made by Mr. Gutierrez pursuant to a Rule 10b5-1 Plan adopted on March 11, 2011. |
( 3) | The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.99 to $13.05. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
( 4) | Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc., subject to the reporting person's continued employment with GT Solar International, Inc. |
( 5) | The restricted stock units vest in four equal annual installments beginning June 2, 2011. Shares of common stock are delivered to the reporting person on vesting. |
( 6) | The restricted stock units vest in four equal annual installments beginning June 2, 2012. Shares of common stock are delivered to the reporting person on vesting. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Gutierrez Thomas
GT SOLAR INTERNATIONAL INC. 243 DANIEL WEBSTER HIGHWAY MERRIMACK, NH 03054 |
X |
|
President and CEO |
|
Signatures
|
||
/s/Allison Pellegrino, under power of attorney | 6/6/2011 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year GT Solar International, Inc. (MM) Chart |
1 Month GT Solar International, Inc. (MM) Chart |
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