We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Sienna Biopharmaceuticals Inc | NASDAQ:SNNA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.1358 | 0.1382 | 0.1398 | 0 | 01:00:00 |
As filed with the Securities and Exchange Commission on March 14, 2019
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Sienna Biopharmaceuticals, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | 27-3364627 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
|
30699 Russell Ranch Road, Suite 140 Westlake Village, CA |
91362 | |
(Address of Principal Executive Offices) | (Zip Code) |
2017 Incentive Award Plan
2017 Employee Stock Purchase Plan
(Full Title of the Plan)
Frederick C. Beddingfield III, M.D., Ph.D.
President and Chief Executive Officer
Sienna Biopharmaceuticals, Inc.
30699 Russell Ranch Road, Suite 140
Westlake Village, CA 91362
(818) 629-2256
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Alan C. Mendelson, Esq. Brian J. Cuneo, Esq. Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025 Telephone: (650) 328-4600 Facsimile: (650) 463-2600 |
Timothy K. Andrews, Esq. General Counsel and Secretary Sienna Biopharmaceuticals, Inc. 30699 Russell Ranch Road, Suite 140 Westlake Village, California 91362 Telephone: (818) 629-2256 Facsimile: (818) 706-1214 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☒ | |||
Non-accelerated filer | ☐ (Do not check if a smaller reporting company) | Smaller reporting company | ☒ | |||
Emerging growth company |
☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☒
CALCULATION OF REGISTRATION FEE
|
||||||||
Title of Each Class of Securities to be Registered |
Amount to be Registered (1) |
Proposed Maximum Offering Price Per Share (2) |
Proposed Maximum Aggregate Offering Price (2) |
Amount of Registration Fee |
||||
Common Stock, $0.0001 par value per share |
847,084(3) | $2.525 | $2,138,887 | $259 | ||||
Common Stock, $0.0001 par value per share |
211,771(4) | $2.525 | $534,722 | $65 | ||||
Total: |
1,058,855 | $2,673,609 | $324 | |||||
|
||||||||
|
(1) |
Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this registration statement shall also cover any additional shares of the Registrants common stock that become issuable under the 2017 Incentive Award Plan (the 2017 Plan) and the 2017 Employee Stock Purchase Plan (the ESPP) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without the Registrants receipt of consideration which would increase the number of outstanding shares of common stock. |
(2) |
Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h) and Rule 457(c) promulgated under the Securities Act. The proposed maximum offering price per share and the proposed maximum aggregate offering price for shares reserved for future issuance under the 2017 Plan and the ESPP are based on the average of the high and the low price of Registrants common stock as reported on The Nasdaq Global Select Market on March 11, 2019. |
(3) |
Represents the additional shares of the Registrants common stock available for future issuance under the 2017 Plan resulting from an annual increase as of January 1, 2019. |
(4) |
Represents the additional shares of the Registrants common stock available for future issuance under the ESPP resulting from an annual increase as of January 1, 2019. |
Proposed sale to take place as soon after the effective date of the
registration statement as awards under the plans are exercised and/or vest.
REGISTRATION OF ADDITIONAL SECURITIES
This Registration Statement on Form S-8 is being filed for the purpose of registering additional shares of common stock, par value $0.0001 per share (the Common Stock) of Sienna Biopharmaceuticals, Inc. (the Registrant). The Registrant is hereby registering an additional 847,084 shares of Common Stock issuable under the Sienna Biopharmaceuticals, Inc. 2017 Incentive Award Plan (the 2017 Plan) and an additional 211,771 shares of Common Stock issuable under the Sienna Biopharmaceuticals, Inc. 2017 Employee Stock Purchase Plan (the ESPP). The Registrant previously registered shares of its Common Stock for issuance under the 2017 Plan and the ESPP under a Registration Statement on Form S-8 filed with the Securities and Exchange Commission (the Commission) on August 1, 2017, (File 333-219609) and a Registration Statement on Form S-8 filed with the Commission on March 15, 2018 (File No. 333-223689) (the Original Registration Statements).
INCORPORATION BY REFERENCE OF CONTENTS OF
REGISTRATION STATEMENT ON FORM S-8
Pursuant to Instruction E of Form S-8, the contents of the Original Registration Statements are incorporated by reference in this registration statement on Form S-8.
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The information called for in Part I of Form S-8 is not being filed with or included in this Form S-8 (by incorporation by reference or otherwise) in accordance with the rules and regulations of the SEC.
Item 8. Exhibits.
# |
Indicates management contract or compensatory plan. |
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Westlake Village, State of California, on this 14th day of March, 2019.
Sienna Biopharmaceuticals, Inc. | ||
By: | /s/ Frederick C. Beddingfield III | |
Frederick C. Beddingfield III, M.D., Ph.D. | ||
President and Chief Executive Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint Frederick C. Beddingfield III, M.D., Ph.D., and John W. Smither and each of them, with full power of substitution and full power to act without the other, his or her true and lawful attorney-in-fact and agent to act for him or her in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file this registration statement, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in order to effectuate the same as fully, to all intents and purposes, as they or he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the date indicated.
Signature | Title | Date | ||
/s/ Frederick C. Beddingfield III Frederick C. Beddingfield III, M.D., Ph.D. |
President, Chief Executive Officer and Director (Principal Executive Officer) |
March 14, 2019 | ||
/s/ John W. Smither John W. Smither |
Chief Financial Officer (Principal Financial and Accounting Officer) |
March 14, 2019 | ||
/s/ Keith R. Leonard Jr. Keith R. Leonard Jr. |
Chairman of the Board of Directors |
March 14, 2019 | ||
/s/ Kristina Burow Kristina Burow |
Director |
March 14, 2019 | ||
/s/ Dennis M. Fenton Dennis M. Fenton, Ph.D. |
Director |
March 14, 2019 | ||
/s/ Todd Harris Todd Harris, Ph.D. |
Director |
March 14, 2019 | ||
/s/ James M. Hindman James M. Hindman |
Director |
March 14, 2019 | ||
/s/ Robert More Robert More |
Director |
March 14, 2019 |
1 Year Sienna Biopharmaceuticals Chart |
1 Month Sienna Biopharmaceuticals Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions