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Share Name | Share Symbol | Market | Type |
---|---|---|---|
SVB Financial Group | NASDAQ:SIVB | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 106.04 | 120.00 | 0.01 | 0 | 01:00:00 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Hon Karen |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol SVB FINANCIAL GROUP [SIVB] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Interim Ch. Accounting Officer / | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1914.00 | D | |
Common Stock | 312.00 (1) | I | By 401(k)/ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (2) | 5/1/2026 | Common Stock | 330.00 | $250.43 | D | |
Stock Option | (3) | 5/2/2023 | Common Stock | 740.00 | $105.18 | D | |
Stock Option | (4) | 5/1/2022 | Common Stock | 416.00 | $129.81 | D | |
Stock Option | (4) | 4/29/2021 | Common Stock | 975.00 | $107.98 | D | |
Stock Option | (4) | 4/30/2020 | Common Stock | 1430.00 | $71.11 | D | |
Restricted Stock Unit | (3) | 5/2/2023 | Common Stock | 162.00 | (5) | D | |
Restricted Stock Unit | (6) | 5/2/2024 | Common Stock | 246.00 | (5) | D | |
Restricted Stock Unit | (7) | 5/1/2025 | Common Stock | 354.00 | (5) | D | |
Restricted Stock Unit | (2) | 4/30/2026 | Common Stock | 617.00 | (5) | D | |
Restricted Stock Unit | (2) | 5/1/2026 | Common Stock | 355.00 | (5) | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Hon Karen 3005 TASMAN DRIVE SANTA CLARA, CA 95054 | Interim Ch. Accounting Officer |
Signatures | ||
/s/Desiree Combs, Attorney-in-Fact for Karen Hon | 9/20/2019 | |
**Signature of Reporting Person | Date |
1 Year SVB Financial Chart |
1 Month SVB Financial Chart |
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