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SIMG (MM)

7.30
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
(MM) NASDAQ:SIMG NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 7.30 0 01:00:00

Initial Statement of Beneficial Ownership (3)

14/11/2014 11:27pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Mbugua Stanley

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/4/2014 

3. Issuer Name and Ticker or Trading Symbol

SILICON IMAGE INC [SIMG]

(Last)        (First)        (Middle)

4463 OPENMEADOW CT.

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Corporate Controller /

(Street)

SAN JOSE, CA 95129       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   (1) 9700   (2) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   8/15/2014   (3) 8/15/2020   Common Stock   4050   $5.35   D    

Explanation of Responses:
( 1)  Stanley Mbugua assumed the position of Corporate Controller on November 4, 2014
( 2)  Includes 650 share of common stock held. Includes 4,100 restricted stock units granted on 9/15/2011 and vest 25% on each annual anniversary of the grant date, 1,025 restricted stock units have not yet vested. Includes 2,000 restricted stock units granted on 7/16/2012 and vest 25% on each annual anniversary of the grant date. 1,000 restricted stock units have not yet vested. Includes 2,700 restricted stock units granted on 8/15/2013 and vest 25% on each annual anniversary of the grant date. 2,025 restricted stock units have not yet vested. Includes 5,000 restricted stock units granted on 4/15/2014 with 25% vesting on each annual anniversary of the grant date. 5,000 restricted stock units have not yet vested.
( 3)  The option shall become vested and exercisable with respect to one fourth (1/4) of the total number of shares (rounded to the nearest whole share) on the one year anniversary of the Grant Date, and thereafter, on the fifteenth (15th) day of each succeeding month, the option shall become vested and exercisable with respect to an additional one forty-eighth (1/48) of the total number of shares (rounded to the nearest whole share) until such time as the option is vested and exercisable with respect to all of the shares. As of 11/4/2014, 4,050 of the options remain outstanding and 1,182 are exercisable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Mbugua Stanley
4463 OPENMEADOW CT.
SAN JOSE, CA 95129


Corporate Controller

Signatures
By: /s/ Ganda Gunawan, Attorney in Fact For: Stanley Mbugua 11/14/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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