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Name | Symbol | Market | Type |
---|---|---|---|
Sears Hometown And Outlet Stores - Right (MM) | NASDAQ:SHOSR | NASDAQ | Right |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.88 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * LAMPERT EDWARD S |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Sears Hometown & Outlet Stores, Inc. [SHOS] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks:
Represents securities beneficially owned immediately prior to the close of business on September 7, 2012. Exhibit Index Exhibit 99.1 - Joint Filer Information (furnished herewith) Exhibit 99.2 - Joint Filing Agreement (furnished herewith) |
No securities are beneficially owned. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
LAMPERT EDWARD S
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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ESL PARTNERS, L.P.
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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SPE I Partners, L.P.
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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SPE Master I, L.P.
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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RBS PARTNERS L P /CT
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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ESL INSTITUTIONAL PARTNERS LP
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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RBS INVESTMENT MANAGEMENT LLC
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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CRK PARTNERS LLC
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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ESL INVESTMENTS INC
1170 KANE CONCOURSE, SUITE 200 BAY HARBOR, FL 33154 |
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X |
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Signatures
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EDWARD S. LAMPERT, By: /s/ Edward S. Lampert, | 9/12/2012 | |
** Signature of Reporting Person | Date | |
ESL PARTNERS, L.P., By: RBS Partners, L.P., Its: General Partner, By: ESL Investments, Inc., Its: General Partner, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
SPE I PARTNERS, LP, By: RBS Partners, L.P., Its: General Partner, By: ESL Investments, Inc., Its: General Partner, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
SPE MASTER I, LP, By: RBS Partners, L.P., Its: General Partner, By: ESL Investments, Inc., Its: General Partner, By: /s/ Edward S. Lampert, Name:Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
RBS PARTNERS, L.P., By: ESL Investments, Inc., Its: General Partner, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
ESL INSTITUTIONAL PARTNERS, L.P., By: RBS Investment Management, L.L.C., Its: General Partner, By: ESL Investments, Inc., Its: Manager, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
RBS INVESTMENT MANAGEMENT, L.L.C., By: ESL Investments, Inc. Its: Manager, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
CRK PARTNERS, L.L.C., By: ESL Investments, Inc., Its: Sole Member, By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date | |
ESL INVESTMENTS, INC., By: /s/ Edward S. Lampert, Name: Edward S. Lampert, Title: Chief Executive Officer | 9/12/2012 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Sears Hometown And Outlet Stores - Right (MM) Chart |
1 Month Sears Hometown And Outlet Stores - Right (MM) Chart |
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