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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Scm Microsystems (MM) | NASDAQ:SCMM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.262 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Morgan Douglas J |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol SCM MICROSYSTEMS INC [SCMM] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants to purchase Common Stock | 4/30/2012 | 4/30/2014 | Common Stock | 9923 (1) (2) | $3.03 | D |
Explanation of Responses: | |
( 1) | This amendment is being filed to include an additional warrant to purchase 9,923 shares of SCM Microsystems, Inc. common stock for an exercise price of $3.03 per share which is beneficially owned by the reporting person, that was not reported on the original Form 3. |
( 2) | The securities reported herein were acquired pursuant to a merger between Hirsch Electronics Corporation and Deer Acquisition, Inc., a wholly-owned subsidiary of SCM Microsystems, Inc., in which each outstanding warrant to purchase shares of Hirsch Electronics Corporation was converted at the effective time of the merger into the right to receive a warrant to purchase shares of SCM Mircosystems, Inc. common stock with a five year term, exercisable for two years following the third anniversary of the effective time of the merger. The number of shares and the per share exercise price was determined by applying a conversion ratio to the warrants to purchase shares of Hirsch Electronics Corporation as provided for in the merger agreement. The merger closed on April 30, 2009. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Morgan Douglas J
7600 S. RAINBOW BLVD. #1129 LAS VEGAS, NV 89139 |
X |
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Signatures
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/s/ Douglas J. Morgan | 5/19/2009 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Scm Microsystems (MM) Chart |
1 Month Scm Microsystems (MM) Chart |
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