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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Satcon Technology Corp. (MM) | NASDAQ:SATC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.4275 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
*
RockPort Capital Partners II, LP |
2. Issuer Name
and
Ticker or Trading Symbol
SATCON TECHNOLOGY CORP [ SATC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
160 FEDERAL STREET, 18TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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BOSTON, MA 02110-1700 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $0.224 | 6/20/2012 | A | 23000 (1) | 6/20/2012 | 6/20/2022 | Common Stock | 23000 (1) | $0 | 132000 | I | See Footnote (1) |
Explanation of Responses: | |
( 1) | Includes 23,000 options to purchase shares of Common Stock, at an exercise price of $0.224 per share, granted to David Prend on June 20, 2012 in connection with his service as a director of SatCon. These options became fully exercisable on the date of grant and remain exercisable until June 20, 2022. RockPort Capital Partners II, L.P. ("RockPort") and RockPort Capital II, LLC ("RockPort LLC") have the right to the economic benefit of this grant. As a result, these securities may be deemed to be beneficially owned by RockPort and RockPort LLC. Each of RockPort and RockPort LLC disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Act of 1934, as amended, or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
RockPort Capital Partners II, LP
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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RockPort Capital II, L.L.C.
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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ELLIS ALEXANDER III
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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James Janet Burrows
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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JAMES WILLIAM E
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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MCDERMOTT CHARLES J
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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Wilson Stoddard Moran
160 FEDERAL STREET 18TH FLOOR BOSTON, MA 02110-1700 |
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X |
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Signatures
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Rockport Capital Partners II, L.P., By: Rockport Capital II, LLC, Its: General Partner, By: Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member | 6/22/2012 | |
** Signature of Reporting Person |
Date
|
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RockPort Capital II, LLC, By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member | 6/22/2012 | |
** Signature of Reporting Person |
Date
|
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By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Alexander Ellis III | 6/22/2012 | |
** Signature of Reporting Person |
Date
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/s/ Janet B. James, Janet B. James | 6/22/2012 | |
** Signature of Reporting Person |
Date
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By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, William E. James | 6/22/2012 | |
** Signature of Reporting Person |
Date
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By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Charles J. McDermott | 6/22/2012 | |
** Signature of Reporting Person |
Date
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By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Stoddard M. Wilson | 6/22/2012 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Satcon Technology Corp. (MM) Chart |
1 Month Satcon Technology Corp. (MM) Chart |
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