Specialized Disclosure Report (sd)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

Specialized Disclosure Report

 

 

REVOLUTION LIGHTING TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		000-23590		59-3046866
(State or other jurisdiction of incorporation or organization)		(Commission File Number)		(IRS Employer Identification No.)

 

177 Broad Street, 12 th Floor, Stamford, CT				06901
(Address of principal executive offices)				(Zip Code)

James A. DePalma

Chief Financial Officer

[phone]

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒	Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.

 

☐	Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended                      .

 

 

 

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Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

The Conflict Minerals Report for the calendar year ended December 31, 2016, filed herewith as Exhibit 1.01, is publicly available at http://ir.rvlti.com/governance-docs.

Item 1.02 Exhibit

As specified in Section 3, Item 3.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

Section 2 – Resource Extraction Issuer Disclosure

Not applicable.

Section 3 – Exhibits

Item  3.01 Exhibits

The following exhibit is filed as part of this report.

 

Exhibit No.		Description
Exhibit 1.01		Conflict Minerals Report of Revolution Lighting Technologies, Inc.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

REVOLUTION LIGHTING TECHNOLOGIES, INC.
By:		/s/ James A. DePalma
Name: James A. DePalma
Title: Chief Financial Officer						May 30, 2017 (Date)

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EXHIBIT INDEX

 

Exhibit No.		Description
Exhibit 1.01		Conflict Minerals Report of Revolution Lighting Technologies, Inc.