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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Rubios Restaurants (MM) | NASDAQ:RUBO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 8.69 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
ANDREWS CRAIG |
2. Issuer Name
and
Ticker or Trading Symbol
RUBIOS RESTAURANTS INC [ RUBO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
1902 WRIGHT PLACE, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
CARLSBAD, CA 92008 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/24/2010 | D | 8603 | D | $8.70 (1) | 0 | D | |||
Common Stock | 8/24/2010 | D | 6241 | D | $8.70 (1) | 0 | I | Held by Northern Trust (2) | ||
Common Stock | 8/24/2010 | D | 4500 | D | $8.70 (3) | 0 | D | |||
Common Stock | 8/24/2010 | D | 4500 | D | $8.70 (3) | 0 | D | |||
Common Stock | 8/24/2010 | D | 4500 | D | $8.70 (3) | 0 | D | |||
Common Stock | 8/24/2010 | D | 4500 | D | $8.70 (3) | 0 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $4.6875 | 8/24/2010 | D | 5000 | (4) | 1/23/2011 | Common | 5000 | $8.70 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $7.95 | 8/24/2010 | D | 5000 | (4) | 6/5/2012 | Common | 5000 | $8.70 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $4.97 | 8/24/2010 | D | 5000 | (4) | 6/5/2013 | Common | 5000 | $8.70 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $5.59 | 8/24/2010 | D | 5000 | (4) | 6/8/2011 | Common | 5000 | $8.70 (4) | 0 | D |
Explanation of Responses: | |
( 1) | Disposed of pursuant to merger agreement ("Merger Agreement") by and among Issuer, MRRC Hold Co. and MRRC Merger Co. in exchange for $8.70 per share in cash. |
( 2) | Held by Northern Trust Bank, Trustee for Retirement Trust for Mr. Andrews. |
( 3) | Disposed of pursuant to Merger Agreement in exchange for $8.70 in cash per restricted stock unit. |
( 4) | The shares underlying this option are fully vested. The option has been cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the merger price of the Issuer's common stock ($8.70 per share). |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
ANDREWS CRAIG
1902 WRIGHT PLACE, SUITE 300 CARLSBAD, CA 92008 |
X |
|
|
|
Signatures
|
||
Craig Andrews | 8/24/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Rubios Restaurants (MM) Chart |
1 Month Rubios Restaurants (MM) Chart |
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