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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Sorrento Tech Com USD0.001 (MM) | NASDAQ:ROKA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.65 | 0.64 | 0.67 | 0 | 01:00:00 |
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Delaware
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27-0881542
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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Name, address, including zip code, and telephone
number, including area code, of agent for service:
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Copies to:
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Lars Boesgaard
Vice President and Chief Financial Officer
Sorrento Tech, Inc.
20 Independence Boulevard
Warren NJ, 07059
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Steven M. Skolnick
Meredith Prithviraj
Lowenstein Sandler LLP
1251 Avenue of the Americas
New York, NY 10020
(212) 262-6700
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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☒
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Emerging Growth Company
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☒
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•
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Registration No. 333-198112, filed on August 13, 2014, pertaining to 1,086,956 shares of common stock, par value $0.001 (“Common Stock”) under the 2014 Equity Incentive Plan (the “2014 Plan”);
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Registration No. 333-198115, filed on August 13, 2014, pertaining to 2,028,850 shares of Common Stock, under the 2009 Equity Incentive Plan (the “2009 Plan”);
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Registration No. 333-201453, filed on January 12, 2015, pertaining to 529,751 shares of Common Stock, under the 2014 Plan;
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Registration No. 333-208922, filed on January 8, 2016, pertaining to 535,898 shares of Common Stock, under the 2014 Plan;
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Registration No. 333-215601, filed on Form S-8 on January 18, 2017, pertaining to 150,081 shares of Common Stock under the 2014 Plan;
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Registration No. 333-216837, filed on Form S-8 on March 20, 2017 pertaining to 300,000 shares of Common Stock under the 2014 Plan;
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Sorrento Tech, Inc.
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By:
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/s/ Mary Duseau
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Mary Duseau
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President and Chief Executive Officer
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Signature
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Title
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Date
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/s/ Mary Duseau
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President, Chief Executive Officer and Director (
Principal Executive Officer
)
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December 28, 2017
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Mary Duseau
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/s/ Lars Boesgaard
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Vice President and Chief Financial Officer (
Principal Financial and Accounting Officer
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December 28, 2017
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Lars Boesgaard
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/s/ M. James Barrett, Ph.D.
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Director
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December 28, 2017
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M. James Barrett, Ph.D.
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/s/ Michael P. Doyle, Ph.D.
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Director
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December 28, 2017
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Michael P. Doyle, Ph.D
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/s/ David W.J. McGirr
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Director
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December 28, 2017
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David W. J. McGirr
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/s/ Paul G. Thomas
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Director
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December 28, 2017
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Paul G. Thomas
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/s/ Nicholas J. Valeriani
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Director
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December 28, 2017
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Nicholas J. Valeriani
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1 Year ROKA BIOSCIENCE, INC. Chart |
1 Month ROKA BIOSCIENCE, INC. Chart |
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