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ROCM Rochester Medical Corp. (MM)

20.00
0.00 (0.00%)
01 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Rochester Medical Corp. (MM) NASDAQ:ROCM NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 20.00 0 00:00:00

Rochester Medical Corporation - Statement of Changes in Beneficial Ownership (4)

08/02/2008 6:31pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2008
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CONWAY ANTHONY J
2. Issuer Name and Ticker or Trading Symbol

ROCHESTER MEDICAL CORPORATION [ ROCM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President and Secretary
(Last)          (First)          (Middle)

500 PROSPECT STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/6/2008
(Street)

CHATFIELD, MN 55923
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock                  63755   I   By Spouse  
Common Stock                  792079   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   $6.8125                     (2) 12/17/2008   Common Stock   12000     12000   D    
Stock Option (Right to Buy)   $6.8125                     (2) 12/17/2008   Common Stock   12000     12000   D    
Stock Option (Right to Buy)   $3.6563                     (2) 9/30/2009   Common Stock   15404     15404   D    
Stock Option (Right to Buy)   $3.6563                     (2) 9/30/2009   Common Stock   44596     44596   D    
Stock Option (Right to Buy)   $2.3595                     (2) 3/12/2011   Common Stock   13184     13184   D    
Stock Option (Right to Buy)   $2.3595                     (2) 3/12/2011   Common Stock   16816     16816   D    
Stock Option (Right to Buy)   $2.344                     (2) 4/6/2011   Common Stock   10000     10000   D    
Stock Option (Right to Buy)   $2.344                     (2) 4/6/2011   Common Stock   10000     10000   D    
Stock Option (Right to Buy)   $2.165                     (2) 10/16/2011   Common Stock   15000     15000   D    
Stock Option (Right to Buy)   $2.165                     (2) 10/16/2011   Common Stock   15000     15000   D    
Stock Option (Right to Buy   $4.125                   1/2/2004   (3) 1/2/2013   Common Stock   16000     16000   D    
Stock Option (Right to Buy)   $4.625                   1/2/2005   (3) 1/2/2014   Common Stock   16000     16000   D    
Stock Option (Right to Buy)   $4.70                   1/1/2006   (3) 1/1/2015   Common Stock   40000     40000   D    
Stock Option (Right to Buy)   $5.70                   1/26/2007   (4) 1/26/2016   Common Stock   1844     1844   D    
Stock Option (Right to Buy)   $5.70                   1/26/2007   (5) 1/26/2016   Common Stock   18156     18156   D    
Stock Option (Right to Buy)   $12.30                   11/21/2007   (3) 11/21/2016   Common Stock   40000     40000   D    
Stock Option (Right to Buy)   $11.23   2/6/2008        30000       2/6/2009   (3) 2/6/2018   Common Stock   30000   $0.00   30000   D    

Explanation of Responses:
( 1)  Previous form included indirect shares held by a minor. Minor is now an adult and is no longer in the home.
( 2)  100% vested.
( 3)  Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date.
( 4)  100% vested on 1/26/2007.
( 5)  Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CONWAY ANTHONY J
500 PROSPECT STREET
CHATFIELD, MN 55923
X
President and Secretary

Signatures
David A. Jonas as power-of-attorney for Anthony J. Conway 2/8/2008
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Rochester Medical Corp. (MM) Chart

1 Year Rochester Medical Corp. (MM) Chart

1 Month Rochester Medical Corp. (MM) Chart

1 Month Rochester Medical Corp. (MM) Chart

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