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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Rochester Medical Corp. (MM) | NASDAQ:ROCM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 20.00 | 0 | 00:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
CONWAY ANTHONY J |
2. Issuer Name
and
Ticker or Trading Symbol
ROCHESTER MEDICAL CORPORATION [ ROCM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President and Secretary |
500 PROSPECT STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
CHATFIELD, MN 55923 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 63755 | I | By Spouse | |||||||
Common Stock | 792079 (1) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $6.8125 | (2) | 12/17/2008 | Common Stock | 12000 | 12000 | D | ||||||||
Stock Option (Right to Buy) | $6.8125 | (2) | 12/17/2008 | Common Stock | 12000 | 12000 | D | ||||||||
Stock Option (Right to Buy) | $3.6563 | (2) | 9/30/2009 | Common Stock | 15404 | 15404 | D | ||||||||
Stock Option (Right to Buy) | $3.6563 | (2) | 9/30/2009 | Common Stock | 44596 | 44596 | D | ||||||||
Stock Option (Right to Buy) | $2.3595 | (2) | 3/12/2011 | Common Stock | 13184 | 13184 | D | ||||||||
Stock Option (Right to Buy) | $2.3595 | (2) | 3/12/2011 | Common Stock | 16816 | 16816 | D | ||||||||
Stock Option (Right to Buy) | $2.344 | (2) | 4/6/2011 | Common Stock | 10000 | 10000 | D | ||||||||
Stock Option (Right to Buy) | $2.344 | (2) | 4/6/2011 | Common Stock | 10000 | 10000 | D | ||||||||
Stock Option (Right to Buy) | $2.165 | (2) | 10/16/2011 | Common Stock | 15000 | 15000 | D | ||||||||
Stock Option (Right to Buy) | $2.165 | (2) | 10/16/2011 | Common Stock | 15000 | 15000 | D | ||||||||
Stock Option (Right to Buy | $4.125 | 1/2/2004 (3) | 1/2/2013 | Common Stock | 16000 | 16000 | D | ||||||||
Stock Option (Right to Buy) | $4.625 | 1/2/2005 (3) | 1/2/2014 | Common Stock | 16000 | 16000 | D | ||||||||
Stock Option (Right to Buy) | $4.70 | 1/1/2006 (3) | 1/1/2015 | Common Stock | 40000 | 40000 | D | ||||||||
Stock Option (Right to Buy) | $5.70 | 1/26/2007 (4) | 1/26/2016 | Common Stock | 1844 | 1844 | D | ||||||||
Stock Option (Right to Buy) | $5.70 | 1/26/2007 (5) | 1/26/2016 | Common Stock | 18156 | 18156 | D | ||||||||
Stock Option (Right to Buy) | $12.30 | 11/21/2007 (3) | 11/21/2016 | Common Stock | 40000 | 40000 | D | ||||||||
Stock Option (Right to Buy) | $11.23 | 2/6/2008 | A | 30000 | 2/6/2009 (3) | 2/6/2018 | Common Stock | 30000 | $0.00 | 30000 | D |
Explanation of Responses: | |
( 1) | Previous form included indirect shares held by a minor. Minor is now an adult and is no longer in the home. |
( 2) | 100% vested. |
( 3) | Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. |
( 4) | 100% vested on 1/26/2007. |
( 5) | Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
CONWAY ANTHONY J
500 PROSPECT STREET CHATFIELD, MN 55923 |
X |
|
President and Secretary |
|
Signatures
|
||
David A. Jonas as power-of-attorney for Anthony J. Conway | 2/8/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Rochester Medical Corp. (MM) Chart |
1 Month Rochester Medical Corp. (MM) Chart |
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