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RAVN Raven Industries Inc

58.08
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Raven Industries Inc NASDAQ:RAVN NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 58.08 57.96 57.86 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

02/12/2020 3:15pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Wickersham Scott W
2. Issuer Name and Ticker or Trading Symbol

RAVEN INDUSTRIES INC [ RAVN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Div VP & General Manager
(Last)          (First)          (Middle)

PO BOX 5107
3. Date of Earliest Transaction (MM/DD/YYYY)

11/30/2020
(Street)

SIOUX FALLS, SD 57117-5107
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/30/2020  M  4600 A$15.61 23934 D  
Common Stock 11/30/2020  F  3505 (1)D$26.29 20429 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (2)$15.61 11/30/2020  M     4600  4/5/2017 4/5/2021 Common Stock 4600.0 $15.61 0 D  
Stock Option (2)$29.2           4/5/2018 4/5/2022 Common Stock 4875.0  4875 D  
Stock Option (2)$35.05           4/5/2019 4/5/2023 Common Stock 5090.0  5090 D  
Restricted Stock Unit - 2018  (3)           (4) (4)Common Stock 2853.0  2853 D  
Restricted Stock Unit - 2019  (3)           (5) (5)Common Stock 2740.0  2740 D  
Restricted Stock Unit - 2020  (3)           (6) (6)Common Stock 6386.0  6386 D  

Explanation of Responses:
(1) Shares forfeited to satisfy tax withholding requirements.
(2) Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
(3) Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
(4) The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
(5) The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.
(6) The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/6/2020, provided that the Employee remains continuously employed by the Company through the Vesting Date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Wickersham Scott W
PO BOX 5107
SIOUX FALLS, SD 57117-5107


Div VP & General Manager

Signatures
/s/ Scott W. Wickersham12/1/2020
**Signature of Reporting PersonDate

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