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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Ram Energy Resources, Inc. (MM) | NASDAQ:RAME | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.73 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
JEFFERIES & COMPANY, INC. |
2. Issuer Name
and
Ticker or Trading Symbol
RAM ENERGY RESOURCES INC [ RAME ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
520 MADISON AVE. 12TH FL., |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10022 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/20/2010 | J (1) | 73369 | A | $0 | 2244314 (2) | D | |||
Common Stock | 17198367 | I (2) (3) | Notes 2 and 3 |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | On December 20, 2010, ING Furman Selz Investors III L.P. and FS Private Investments III LLC made pro rate distributions of Common Stock to its partners and members for no consideration. Pursuant to these distributions, Jefferies & Company, Inc. received an aggregate of 73,369 shares of Common Stock. |
( 2) | Jefferies & Company, Inc. may be deemed to be the beneficial owner of 17,198,367 shares of Common Stock. This number consists of 2,244,314 shares of Common Stock held for its own account and 14,954,053 shares of Common Stock held for the account of Jefferies High Yield Trading, LLC. |
( 3) | Jefferies Group, Inc. may be deemed to be the beneficial owner of 17,198,367 shares of Common Stock. This number consists of 2,244,314 shares of Common Stock held for the account of Jefferies & Company, Inc. and 14,954,053 shares of Common Stock held for the account of Jefferies High Yield Trading, LLC. Jefferies High Yield Holdings, LLC may be deemed to be the beneficial owner of 14,954,053 shares of Common Stock. This number consists of 14,954,053 shares of Common Stock held for the account of Jefferies High Yield Trading, LLC. |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
JEFFERIES & COMPANY, INC.
520 MADISON AVE. 12TH FL. NEW YORK, NY 10022 |
|
X |
|
|
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JEFFERIES GROUP INC /DE/
520 MADISON AVENUE 12TH FLOOR NEW YORK, NY 10022 |
|
X |
|
|
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Jefferies High Yield Holdings, LLC
THE METRO CENTER, ONE STATION PLACE THREE NORTH STAMFORD, CT 06902 |
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X |
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|
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Jefferies High Yield Trading, LLC
THE METRO CENTER ONE STATION PLACE, THREE NORTH STAMFORD, CT 06902 |
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X |
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Signatures
|
||
/s/ Roland T. Kelly, Authorized Person | 12/21/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Ram Energy Resources, Inc. (MM) Chart |
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