We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Name | Symbol | Market | Type |
---|---|---|---|
Privatebancorp - Privatebancorp Capital Trust IV - 10% Trust Preferred | NASDAQ:PVTBP | NASDAQ | Preference Share |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.22 | 25.19 | 27.60 | 0 | 01:00:00 |
ý
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
o
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
Item 4.
|
The PrivateBancorp, Inc. Savings, Retirement & Employee Stock Ownership Plan (the “Plan”) is subject to ERISA and files Plan financial statements and schedules prepared in accordance with the financial requirements of ERISA.
|
|
|
|
Financial Statements. Listed below are the financial statements and schedules filed as a part of the annual report.
|
|
|
|
(a) Statements of Net Assets Available for Benefits as of December 31, 2015 and 2014, and the related Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 2015 and 2014.
|
|
|
|
These Statements of Net Assets Available for Benefits as of December 31, 2015 and 2014 and the related Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 2015 and 2014, respectively, included herein, are hereby incorporated by reference into the Registration Statement on Form S-8 filed with the Securities and Exchange Commission by the PrivateBancorp, Inc. Savings, Retirement & Employee Stock Ownership Plan on April 14, 2010 (File No. 333-166070).
|
|
PAGE
|
|
REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
||
|
|
|
FINANCIAL STATEMENTS
|
|
|
|
Statements of Net Assets Available for Benefits
|
|
|
Statements of Changes in Net Assets Available for Benefits
|
|
|
Notes to Financial Statements
|
|
|
|
|
SUPPLEMENTARY SCHEDULE
|
||
|
Form 5500, Schedule H, Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
|
|
|
|
|
SIGNATURES
|
||
|
|
|
EXHIBIT INDEX
|
|
2015
|
|
2014
|
||||
ASSETS
|
|
|
|
||||
Participant-directed investments, at fair value:
|
|
|
|
||||
Total participant-directed investments, at fair value
|
$
|
96,279,239
|
|
|
$
|
85,301,261
|
|
Receivables:
|
|
|
|
||||
Notes receivable from participants
|
1,037,361
|
|
|
942,322
|
|
||
NET ASSETS AVAILABLE FOR BENEFITS
|
$
|
97,316,600
|
|
|
$
|
86,243,583
|
|
|
2015
|
|
2014
|
||||
ADDITIONS TO NET ASSETS ATTRIBUTED TO
|
|
|
|
||||
Contributions from the company
|
$
|
2,957,980
|
|
|
$
|
2,495,739
|
|
Contributions from participants
|
9,627,412
|
|
|
8,309,325
|
|
||
Rollovers
|
2,136,850
|
|
|
1,005,585
|
|
||
Interest income from notes receivable from participants
|
42,777
|
|
|
37,455
|
|
||
Dividend income
|
663,054
|
|
|
637,177
|
|
||
Net realized and unrealized gains in fair value of investments
|
1,431,713
|
|
|
5,365,729
|
|
||
Miscellaneous income
|
—
|
|
|
56
|
|
||
Total additions
|
16,859,786
|
|
|
17,851,066
|
|
||
DEDUCTIONS FROM NET ASSETS ATTRIBUTED TO
|
|
|
|
||||
Withdrawals by participants
|
5,503,089
|
|
|
7,107,494
|
|
||
Administrative expenses
|
283,680
|
|
|
333,710
|
|
||
Total deductions
|
5,786,769
|
|
|
7,441,204
|
|
||
Net increase
|
11,073,017
|
|
|
10,409,862
|
|
||
NET ASSETS AVAILABLE FOR BENEFITS, BEGINNING OF YEAR
|
86,243,583
|
|
|
75,833,721
|
|
||
NET ASSETS AVAILABLE FOR BENEFITS, END OF YEAR
|
$
|
97,316,600
|
|
|
$
|
86,243,583
|
|
Level 1:
|
Inputs to the valuation methodology are quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access.
|
•
|
Quoted prices for similar assets or liabilities in active markets;
|
•
|
Quoted prices for identical or similar assets or liabilities in inactive markets;
|
•
|
Inputs other than quoted prices that are observable for the asset or liability;
|
•
|
Inputs that are derived principally from or corroborated by observable market data by correlation or other means.
|
Level 3:
|
Inputs to the valuation methodology are unobservable and significant to the fair value measurement.
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total
|
||||||||
December 31, 2015
|
|
|
|
|
|
|
|
||||||||
Common stock
|
$
|
14,892,281
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
14,892,281
|
|
Mutual funds
|
43,599,657
|
|
|
—
|
|
|
—
|
|
|
43,599,657
|
|
||||
Total assets in fair value hierarchy
|
$
|
58,491,938
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
58,491,938
|
|
Pooled separate accounts measured at net asset value
|
|
|
|
|
|
|
37,787,301
|
|
|||||||
Total investments at fair value
|
|
|
|
|
|
|
|
$
|
96,279,239
|
|
December 31, 2014
|
|
|
|
|
|
|
|
||||||||
Common stock
|
$
|
12,472,201
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
12,472,201
|
|
Mutual funds
|
40,767,394
|
|
|
—
|
|
|
—
|
|
|
40,767,394
|
|
||||
Total assets in fair value hierarchy
|
$
|
53,239,595
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
53,239,595
|
|
Pooled separate accounts measured at net asset value
|
|
|
|
|
|
|
32,061,666
|
|
|||||||
Total investments at fair value
|
|
|
|
|
|
|
|
$
|
85,301,261
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
||
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investments including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current value
|
||
*
|
|
Principal Lg Cap S&P 500 Index
|
|
Pooled separate account
|
|
(1)
|
|
$
|
8,501,730
|
|
*
|
|
Principal Mid Cap Value
|
|
Pooled separate account
|
|
(1)
|
|
2,834,977
|
|
|
*
|
|
Principal Sm Cap S&P 600 Index
|
|
Pooled separate account
|
|
(1)
|
|
2,430,797
|
|
|
*
|
|
Principal Mid Cap S&P 400 Index
|
|
Pooled separate account
|
|
(1)
|
|
3,703,625
|
|
|
*
|
|
Principal LifeTm 2010
|
|
Pooled separate account
|
|
(1)
|
|
668,331
|
|
|
*
|
|
Principal LifeTm 2020
|
|
Pooled separate account
|
|
(1)
|
|
5,242,894
|
|
|
*
|
|
Principal LifeTm 2030
|
|
Pooled separate account
|
|
(1)
|
|
4,735,826
|
|
|
*
|
|
Principal LifeTm 2040
|
|
Pooled separate account
|
|
(1)
|
|
4,521,743
|
|
|
*
|
|
Principal LifeTm 2050
|
|
Pooled separate account
|
|
(1)
|
|
3,179,731
|
|
|
*
|
|
Principal LifeTm 2060
|
|
Pooled separate account
|
|
(1)
|
|
180,330
|
|
|
*
|
|
Principal LifeTm Str Inc
|
|
Pooled separate account
|
|
(1)
|
|
287,742
|
|
|
*
|
|
Principal Real Estate Secs
|
|
Pooled separate account
|
|
(1)
|
|
1,499,575
|
|
|
*
|
|
PrivateBancorp, Inc.
|
|
Common stock
|
|
(1)
|
|
14,892,281
|
|
|
|
|
American Funds American Balanced Fund R6
|
|
Registered investment company
|
|
(1)
|
|
4,448,508
|
|
|
|
|
American Funds EuroPacific Growth Fund R6
|
|
Registered investment company
|
|
(1)
|
|
4,020,458
|
|
|
|
|
Dodge & Cox Stock Fund
|
|
Registered investment company
|
|
(1)
|
|
7,353,804
|
|
|
|
|
Perkins Small Cap Value N Fund
|
|
Registered investment company
|
|
(1)
|
|
1,164,310
|
|
|
|
|
Dimensional Fund DFA Int’l Small Cap Value I Fund
|
|
Registered investment company
|
|
(1)
|
|
2,218,613
|
|
|
|
|
Dimensional Fund DFA Emerging Mkts Value I Fund
|
|
Registered investment company
|
|
(1)
|
|
2,089,716
|
|
|
|
|
MainStay Lg Cap Growth I Fund
|
|
Registered investment company
|
|
(1)
|
|
6,869,266
|
|
|
|
|
Vanguard ST Bond Index Signal Fund
|
|
Registered investment company
|
|
(1)
|
|
2,914,862
|
|
|
|
|
Vanguard Devel Markets Index Admiral Fund
|
|
Registered investment company
|
|
(1)
|
|
1,224,976
|
|
|
|
|
Vanguard High Yield Corp. Adm. Fund
|
|
Registered investment company
|
|
(1)
|
|
674,718
|
|
|
|
|
Vanguard INT-TM BD IDX Adm. Fund
|
|
Registered investment company
|
|
(1)
|
|
521,109
|
|
|
|
|
Vanguard Midcp Grth IDX Adm FD
|
|
Registered investment company
|
|
(1)
|
|
1,637,837
|
|
|
|
|
Franklin Templeton Fund
|
|
Registered investment company
|
|
(1)
|
|
802,297
|
|
|
|
|
PIMCO Total Return Instl Fund
|
|
Registered investment company
|
|
(1)
|
|
3,169,456
|
|
|
|
|
Wells Fargo SM Co Gr Inst Fund
|
|
Registered investment company
|
|
(1)
|
|
1,435,200
|
|
|
|
|
Goldman Sachs Fin. Sq. Money Mkt Fund
|
|
Registered investment company
|
|
(1)
|
|
3,054,527
|
|
|
*
|
|
Notes receivable from participants
|
|
Participant loans - 4.25%, with various maturities
|
|
(1)
|
|
1,037,361
|
|
|
|
|
|
|
|
|
|
|
$
|
97,316,600
|
|
|
PRIVATEBANCORP, INC.
SAVINGS, RETIREMENT & EMPLOYEE STOCK OWNERSHIP PLAN |
||
|
|
|
|
|
By:
|
PrivateBancorp, Inc. Savings, Retirement & Employee Stock Ownership Plan Committee
|
|
|
By:
|
/s/ William T. Norris
|
|
|
Name:
|
William T. Norris
|
|
|
Title:
|
Plan Committee Member
|
|
Exhibit No.
|
|
Description
|
23.1
|
|
Consent of Ernst & Young LLP
|
1 Year Privatebancorp - Privatebancorp Capital Trust IV - 10% Trust Preferred Chart |
1 Month Privatebancorp - Privatebancorp Capital Trust IV - 10% Trust Preferred Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions