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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Pvf Capital Corp. (MM) | NASDAQ:PVFC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.17 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
MALE JOHN R |
2. Issuer Name
and
Ticker or Trading Symbol
PVF CAPITAL CORP [ PVFC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) CEO & Chairman of Board |
30000 AURORA ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SOLON, OH 44139 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 36438 (1) | I | Trust - 401(k) Plan | |||||||
Common Stock | 11237 | I | By Wife's Trust (2) | |||||||
Common Stock | 188023 | I | By Trust | |||||||
Common Stock | 51253 | I | By IRA | |||||||
Common Stock | 29830 | I | By Family L.P. | |||||||
Common Stock | 27605 | I | As custodian - UGMA (3) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $4.42 | 11/3/2008 | A | 6700 | 11/3/2008 (4) | 11/2/2013 | Common Stock | 6700 | $0 | 6700 | D |
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Stock Option (Right to Buy) | $13.64 | 11/1/2004 | 11/1/2009 | Common Stock | 4620 | 4620 | D |
|
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Stock Option (Right to Buy) | $12.21 | 11/1/2005 (5) | 11/1/2010 | Common Stock | 4200 | 4200 | D |
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Stock Option (Right to Buy) | $11.70 | 11/1/2006 (6) | 11/1/2011 | Common Stock | 7000 | 7000 | D |
|
Explanation of Responses: | |
( 1) | During the quarter ended September 30, 2008, the reporting person acquired 122 shares of PVF Capital Corp. common stock under the issuer's 401(k) Plan. This information in this report is based on a plan statement dated as of September 30, 2008. |
( 2) | These shares are held in a trust for the benefit of the Reporting Person's wife. The Reporting Person is the Trustee and the Trust is revocable. |
( 3) | As custodian for children under the Uniform Gifts to Minors Act. |
( 4) | Options vest at the rate of 20% per year, with the first 20% becoming exerciseable on the date of the grant, November 3, 2008, and each additional 20% becoming exerciseable on the anniversary date thereafter. |
( 5) | Options vest at the rate of 20% per year, with the first 20% becoming exerciseable on the date of the grant, November 1, 2005, and each additional 20% becoming exerciseable on each anniversary date thereafter. |
( 6) | Options vest at the rate of 20% per year, with the first 20% becoming exerciseable on the date of the grant, November 1, 2006, and each additional 20% becoming exerciseable on each anniversary date thereafter. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
MALE JOHN R
30000 AURORA ROAD SOLON, OH 44139 |
X |
|
CEO & Chairman of Board |
|
Signatures
|
||
/s/ Male, John R. | 11/5/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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