We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Pvf Capital Corp. (MM) | NASDAQ:PVFC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.17 | 0 | 01:00:00 |
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0362 Expires: February 28, 2011 Estimated average burden hours per response... 1.0 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person * SWANEY C KEITH | 2. Issuer Name and Ticker or Trading Symbol PVF CAPITAL CORP [PVFC] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
|
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
|||
Amount | (A) or (D) | Price | ||||||||
Common Stock | 3876 | I | As custodian - UGMA | |||||||
Common Stock | 41085 (1) | I | By IRA | |||||||
Common Stock | 156000 | I | By Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
||||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
Stock Option (Right to Buy) | $6.948 | 11/1/1999 | 11/1/2009 | Common Stock | 6377 | 6377 | D | ||||||||
Stock Option (Right to Buy) | $6.11 | 11/1/2000 | 11/1/2010 | Common Stock | 5797 | 5797 | D | ||||||||
Stock Option (Right to Buy) | $7.05 | 11/1/2001 | 11/1/2011 | Common Stock | 5270 | 5270 | D | ||||||||
Stock Option (Right to Buy) | $8.317 | 11/1/2002 | 11/1/2012 | Common Stock | 4791 | 4791 | D | ||||||||
Stock Option (Right to Buy) | $12.314 | 11/1/2003 | 11/1/2013 | Common Stock | 4356 | 4356 | D | ||||||||
Stock Option (Right to Buy) | $12.4 | 11/1/2004 | 11/1/2014 | Common Stock | 3960 | 3960 | D | ||||||||
Stock Option (Right to Buy) | $11.1 | 11/1/2005 (2) | 11/1/2015 | Common Stock | 3600 | 3600 | D | ||||||||
Stock Option (Right to Buy) | $10.64 | 11/1/2006 (3) | 11/1/2016 | Common Stock | 6200 | 6200 | D | ||||||||
Stock Option (Right to Buy) | $4.02 | 11/3/2008 (4) | 11/3/2018 | Common Stock | 6000 | 6000 | D |
Explanation of Responses: | |
( 1) | Since the date of the Reporting Person's last report, 30,778 shares of the Issuer's common stock previously owned through the Park View Federal Savings Bank 401(k) Plan were rolled over to the Reporting Person's self-directed IRA and therefore are now owned directly. |
( 2) | Options vest over a 5-year period in equal annual installments with the first 20% vesting on the date of the grant, November 1, 2005. |
( 3) | Options vest over a 5-year period in equal annual installments with the first 20% vesting on the date of the grant, November 1, 2006. |
( 4) | Options vest over a 5-year period in equal annual installments with the first 20% vesting on the date of the grant, November 3, 2008. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
SWANEY C KEITH
30000 AURORA ROAD SOLON, OH 44139 |
X |
|
|
|
Signatures
|
||
C. Keith Swaney | 7/6/2009 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Pvf Capital Chart |
1 Month Pvf Capital Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions