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Share Name | Share Symbol | Market | Type |
---|---|---|---|
(MM) | NASDAQ:PKT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.50 | 0 | 01:00:00 |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
SAPONAS THOMAS A |
2. Issuer Name
and
Ticker or Trading Symbol
PROCERA NETWORKS, INC. [ PKT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
C/O PROCERA NETWORKS, INC., 47448 FREMONT BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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FREMONT, CA 94538 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/4/2015 | U | 116737 | D | (1) | 0 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
NQ - Stock Option (Right to Buy) | $5.60 | 6/5/2015 | D (2) | 5000 | (3) | 7/19/2016 | Common Stock | 5000 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $24.30 | 6/5/2015 | D (4) | 2500 | (5) | 10/17/2017 | Common Stock | 2500 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $11.80 | 6/5/2015 | D (4) | 375 | 1/30/2008 | 1/30/2018 | Common Stock | 375 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $11.796 | 6/5/2015 | D (4) | 597 | 1/30/2008 | 1/30/2018 | Common Stock | 597 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $14.50 | 6/5/2015 | D (4) | 375 | 4/1/2008 | 4/1/2018 | Common Stock | 375 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $14.494 | 6/5/2015 | D (4) | 725 | 4/1/2008 | 4/1/2018 | Common Stock | 725 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $13.9985 | 6/5/2015 | D (4) | 910 | 7/1/2008 | 7/1/2018 | Common Stock | 910 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $9.002 | 6/5/2015 | D (2) | 1340 | 10/1/2008 | 10/1/2018 | Common Stock | 1340 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $8.8005 | 6/5/2015 | D (2) | 1740 | 1/1/2009 | 1/1/2019 | Common Stock | 1740 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $6.20 | 6/5/2015 | D (2) | 2015 | 4/1/2009 | 4/1/2019 | Common Stock | 2015 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $6.0004 | 6/5/2015 | D (2) | 1575 | 7/1/2009 | 7/1/2019 | Common Stock | 1575 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $5.699 | 6/5/2015 | D (2) | 1749 | 10/1/2009 | 10/1/2019 | Common Stock | 1749 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $4.9006 | 6/5/2015 | D (2) | 2412 | 1/4/2010 | 1/4/2020 | Common Stock | 2412 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $4.2995 | 6/5/2015 | D (2) | 2726 | 4/1/2010 | 4/1/2020 | Common Stock | 2726 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $4.2995 | 6/5/2015 | D (2) | 2390 | 7/1/2010 | 7/1/2020 | Common Stock | 2390 | $0.00 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $5.30 | 6/5/2015 | D (2) | 1821 | 10/1/2010 | 10/1/2020 | Common Stock | 1821 | $0.00 | 0 | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
SAPONAS THOMAS A
C/O PROCERA NETWORKS, INC. 47448 FREMONT BLVD. FREMONT, CA 94538 |
X |
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Signatures
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/s/Jeffrey Hartlin, as Attorney-in-Fact | 6/5/2015 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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