Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 ____________________________________________________________

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

___________________________________________________________________

 

Date of Report (Date of earliest event reported): August 9, 2016

 

Pershing Gold Corporation

(exact name of registrant as specified in its charter)

 

Nevada		000-54710		26-0657736
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

 

1658 Cole Boulevard Building 6 - Suite 210 Lakewood, Colorado		80401
(Address of principal executive offices)		(Zip Code)

 

Registrant’s telephone number, including area code: [phone]

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o

Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

 

  

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

The Company held its 2016 Annual Meeting of Stockholders (the “Meeting”) on August 9, 2016 in Denver, Colorado. Of the 28,931,662 shares entitled to vote as of the record date, 23,757,529 shares (82.12%) were present or represented by proxy at the Meeting. The Company’s stockholders approved all of the nominees and proposals. Specifically, the Company’s stockholders (i) approved the election of Stephen Alfers, D. Scott Barr, Barry Honig, Edward Karr, and Alex Morrison as directors of the Company, to hold office until the next annual meeting of the Company’s stockholders and until their successors are elected and qualified, (ii) approved the advisory say-on-pay resolution to approve our executive compensation, and (iii) ratified the appointment of KBL, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.

 

The results of the voting on the matters submitted to the stockholders were as follows:

 

1.

Election of five directors:

 

Name		Votes For		Votes Withheld		Broker Non-Votes
Stephen Alfers		18,256,370		58,443		5,442,716
D. Scott Barr		18,254,298		60,515		5,442,716
Barry Honig		18,231,818		82,995		5,442,716
Edward Karr		18,255,875		58,938		5,442,716
Alex Morrison		18,247,361		67,452		5,442,716

 

2. Approval of the advisory say-on-pay resolution to approve our executive compensation:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
18,120,048		136,322		58,443		5,442,716

 

 

3. Ratification of the appointment of KBL, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016:

 

Votes For		Votes Against		Abstentions
23,633,941		62,128		61,460

 

- 2 -

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 15, 2016

 

	PERSHING GOLD CORPORATION
	By:	/s/ Stephen Alfers
		Stephen Alfers
		President and Chief Executive Officer

 

- 3 -