We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Professional Holding Corporation | NASDAQ:PFHD | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 28.65 | 11.46 | 29.75 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * SCHUTZ ANTON VILLARS | 2. Issuer Name and Ticker or Trading Symbol Professional Holding Corp. [ PFHD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 8/28/2020 | S | 131900 (1) | D | $10.75 | 0 | I | Mendon Capital Master Fund, Ltd. | ||
Class B Common Stock | 8/28/2020 | S | 125300 | D | $10.75 | 0 | I | Mendon Capital Master Fund, Ltd. | ||
Class A Common Stock | 8/28/2020 | S | 200643 | D | $10.75 | 0 | I | Mendon Capital QP, LP | ||
Class B Common Stock | 8/28/2020 | S | 207711 | D | $10.75 | 0 | I | Mendon Capital QP, LP | ||
Class A Common Stock | 8/28/2020 | S | 34438 | D | $10.75 | 0 | I | Iron Road Multi-Strategy Fund LP | ||
Class B Common Stock | 8/28/2020 | S | 17540 | D | $10.75 | 0 | I | Iron Road Multi-Strategy Fund LP | ||
Class A Common Stock | 8/28/2020 | S | 24270 | D | $10.75 | 0 | I | Mendon Global Long/Short Financial QP Fund Ltd. | ||
Class A Common Stock | 8/28/2020 | S | 248430 | D | $10.75 | 0 | I | RMB Mendon Financial Services Fund | ||
Class A Common Stock | 8/28/2020 | J(2) | 526 | D | $0 | 0 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Share Appreciation Rights | (3) | (3) | (3) | See Footnote (3) | (3) | 2500 | D | ||||||||
Share Appreciation Rights | (3) | (3) | (3) | See Footnote (3) | (3) | 5000 | D | ||||||||
Share Appreciation Rights | (3) | (3) | (3) | See Footnote (3) | (3) | 10000 | D |
Remarks: (a) The indirect ownership reflected in this report relates to shares of Class A Common Stock and Class B Common Stock owned and/or previously owned by certain entities for which RMB Capital Management, LLC is the investment adviser, including Mendon Capital Master Fund Ltd., Mendon Capital QP LP, Iron Road Multi-Strategy Fund LP, Mendon Global Long/Short Financial QP Fund Ltd. and RMB Mendon Financial Services Fund, and for which Mr. Schutz is portfolio manager. As a result, Mr. Schutz may be deemed to share voting and investment power over these shares with RMB Capital Management, LLC. Mr. Schutz disclaims any beneficial ownership in the shares described herein except to the extent of his pecuniary interest therein. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
SCHUTZ ANTON VILLARS 396 ALHAMBRA CIRCLE, SUITE 255 CORAL GABLES, FL 33146 | X |
Signatures | ||
/s/ Michael C. Sontag | 8/31/2020 | |
**Signature of Reporting Person | Date |
1 Year Professional Chart |
1 Month Professional Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions