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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Patriot Capital Funding (MM) | NASDAQ:PCAP | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.93 | 0 | 01:00:00 |
OMB
APPROVAL
OMB
Number: 3235-0145
Expires:
February 28, 2009
Estimated
average burden
hours
per response ……10.4
|
PATRIOT
CAPITAL FUNDING, INC.
|
(Name
of Issuer)
|
Common
Stock
|
(Title
of Class of Securities)
|
70335Y104
|
(CUSIP
Number)
|
(Date
of Event Which Requires Filing of this
Statement)
|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
Identification Nos. of above persons (entities only).
Compass
Group Investments, Ltd. (1)
|
||||
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(See Instructions)
|
|||||
(a)
|
o | ||||
(b)
|
x
|
||||
3.
|
SEC
USE ONLY
|
||||
4.
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Bermuda (1)
|
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH:
|
5.
|
SOLE VOTING
POWER
-0-
|
|||
6.
|
SHARED VOTING
POWER
-0- (1)
|
||||
7.
|
SOLE DISPOSITIVE
POWER
-0-
|
||||
8.
|
SHARED DISPOSITIVE POWER
-0- (1)
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
-0- (1)
|
||||
10.
|
CHECK IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
o | |||
11.
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
0
|
||||
12.
|
TYPE OF REPORTING PERSON
(See Instructions) CO
|
||||
(1)
|
See
Note 2 to Item 4.
|
Item
1.
|
|
(a) Name
of Issuer
Patriot Capital Funding,
Inc.
|
|
(b)
Address of Issuer’s Principal Executive Offices
274 Riverside Avenue
Westport,
CT 06880
|
|
Item
2.
|
|
(a) Name
of Person Filing
Compass Group Investments,
Ltd.
|
|
(b) Address
of Principal Business Office, or if none, Residence
69 Pitts Bay Road, Belvedere
Building – 4
th
Floor
Hamilton, Bermuda
HM08
|
|
(c) Citizenship Bermuda
|
|
(d) Title
of Class of Securities Common Stock
|
|
(e) CUSIP
Number 70335Y104
|
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
|
(a)
o
Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o)
|
|
(b)
o
Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
o
Insurance company
as defined in section 3(a)(19) of the Act (15. U.S.C. 78c).
|
|
(d)
o
Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
|
|
(e)
o
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
(f)
o
An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F).
|
|
(g)
o
A parent holding
company or control person in accordance with
§240.13d-1(b)(1)(ii)(G).
|
|
(h)
o
A savings
associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813).
|
|
(i)
o
A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3).
|
|
(j)
o
Group, in
accordance with §240.13d-1(b)(1)(ii)(J).
|
Item
4.
|
Ownership
|
Provide
the following information regarding the aggregate number and percentage of
the class of securities of the issuer identified in Item 1.
|
|
(a) Amount
beneficially owned:
-0-(2)
.
|
|
(b) Percent
of class:
0% .
|
|
(c) Number
of shares as to which the person has:
|
|
(i)
Sole power to vote or to direct the vote
-0-
.
|
|
(ii) Shared
power to vote or to direct the vote
-0-(2)
.
|
|
(iii) Sole
power to dispose or to direct the disposition of
-0-
.
|
|
(iv) Shared
power to dispose or to direct the disposition of
-0-(2)
.
|
Item
5.
|
Ownership
of Five Percent or Less of a Class
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person:
|
|
N/A
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding
Company
|
Item
8.
|
Identification
and Classification of Members of the
Group
|
Item
9.
|
Notice
of Dissolution of Group
|
Item
10.
|
Certification
|
September 8, 2009
|
|
Date
|
|
/s/ Cora Lee Starzomski
|
|
Signature
|
|
Compass
Group Investments Ltd.
|
|
Cora Lee Starzomski,
Director
|
|
Name/Title
|
1 Year Patriot Capital Funding (MM) Chart |
1 Month Patriot Capital Funding (MM) Chart |
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