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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Osmotica Pharmaceuticals PLC | NASDAQ:OSMT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.11 | 1.09 | 1.15 | 0 | 00:00:00 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Athyrium Opportunities IV Acquisition 2 LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol RVL Pharmaceuticals plc [RVLP] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person _X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 8148832 | I | See footnotes (1)(2) |
Ordinary Shares | 6451612 | I | See footnotes (2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | 10/12/2021 | 4/14/2025 | Ordinary Shares | 2000000 | $3.10 | I | See footnote (1)(2) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Athyrium Opportunities IV Acquisition 2 LP 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Athyrium Opportunities IV Co-invest 2 LP 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Athyrium Opportunities Associates IV LP 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Athyrium Opportunities Associates IV GP LLC 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Athyrium Funds GP Holdings LLC 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Athyrium Opportunities Associates IV Co-Invest LLC 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X | ||||
Ferrell Jeffrey 505 FIFTH AVENUE, FLOOR 18 NEW YORK, NY 10017 | X |
Signatures | ||
/s/ Athyrium Opportunities IV Acquisition 2 LP, by Athyrium Opportunities Associates IV LP, its General Partner, by Athyrium Opportunities Associates IV GP LLC, its General Partner, by Andrew Hyman, Senior Vice President, Secretary | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Athyrium Opportunities Associates IV LP, by Athyrium Opportunities Associates IV GP LLC, its General Partner, by Andrew Hyman, Senior Vice President, Secretary | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Athyrium Opportunities Associates IV GP LLC, by Andrew Hyman, Senior Vice President, Secretary | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Athyrium Opportunities IV Co-Invest 2 LP, by Athyrium Opportunities IV Co-Invest LLC, its General Partner, by Andrew Hyman, Senior Vice President, Secretary | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Athyrium Opportunities Associates IV Co-Invest LLC, by Andrew Hyman, Senior Vice President, Secretary | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Athyrium Funds GP Holdings LLC, by Jeffrey A. Ferrell, Managing Member | 8/12/2022 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey A. Ferrell | 8/12/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Osmotica Pharmaceuticals Chart |
1 Month Osmotica Pharmaceuticals Chart |
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