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OSHC Ocean Shore Holding Co.

27.25
0.00 (0.00%)
24 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Ocean Shore Holding Co. NASDAQ:OSHC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 27.25 0.05 7,785.90 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

22/11/2016 10:51pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BRADY STEVEN E
2. Issuer Name and Ticker or Trading Symbol

Ocean Shore Holding Co. [ OSHC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Pres. & Chief Exec. Officer
(Last)          (First)          (Middle)

1001 ASBURY AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/19/2016
(Street)

OCEAN CITY, NJ 08226
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/19/2016     F    927.0000   D $26.6500   79246.0000   (1) D    
Common Stock                  34284.0000   I   By 401(k)   (2)
Common Stock                  3393.0000   I   By deferred compensation plan  
Common Stock                  15117.0000   I   By ESOP   (2)
Common Stock                  8615.0000   I   By SERP   (2)
Common Stock                  4000.0000   (1) I   By Stock Award II   (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)   $10.2100                    8/18/2011   (4) 8/18/2020   Common Stock   54500.0000     54500.0000   D    
Stock Option (right to buy)   $11.3200                    11/20/2008   (5) 11/20/2017   Common Stock   3956.0000     3956.0000   D    
Stock Option (right to buy)   $14.1400                    11/19/2014   (6) 11/19/2023   Common Stock   5000.0000     5000.0000   D    

Explanation of Responses:
( 1)  Since the reporting person's last report 2,000 shares previously reported as being held by Stock Award II have vested and are now owned directly.
( 2)  This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
( 3)  Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
( 4)  Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
( 5)  Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.
( 6)  Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BRADY STEVEN E
1001 ASBURY AVENUE
OCEAN CITY, NJ 08226
X
Pres. & Chief Exec. Officer

Signatures
Kim M. Davidson, Power of Attorney 11/22/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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