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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Acer Therapeutics Com USD0.01 | NASDAQ:OPXA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.9699 | 0.95 | 1.00 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * TVM Life Science Ventures VI GmbH & Co KG |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Acer Therapeutics Inc. [ACER] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
___
X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 663782 (1) | I | See Footnote (2) |
Common Stock | 227485 (1) | I | See Footnote (3) |
Common Stock | 1172709 (1) | I | See Footnote (4) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
TVM Life Science Ventures VI GmbH & Co KG
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
X | X |
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TVM Life Science Ventures VI LP
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
X | X |
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TVM Life Science Ventures VII L.P.
C/O TVM CAPITAL GROUP 204, RUE NOTRE-DAME OUEST, BUREAU 350 MONTREAL, A8 H2Y 1T3 |
X | X |
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Birner Hubert
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
X | X |
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Marengere Luc
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
X | X |
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Fischer Stefan
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
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X |
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SCHUHSLER HELMUT
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
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X |
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Wanless Mark
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
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X |
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Leatt Gary
C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH, 2M 80333 |
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X |
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Signatures
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/s/ Stefan Fischer, Director of TVM Life Science Ventures VI LLC, general partner of TVM Life Science Ventures Management VI L.P., managing limited partner of TVM Life Science Ventures VI GMBH & Co. KG | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Stefan Fischer, Director of TVM Life Science Ventures VI LLC, general partner of TVM Life Science Ventures Management VI L.P., managing limited partner of TVM Life Science Ventures VI L.P. | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Stefan Fischer, Director of TVM Life Science Ventures VII Ltd., general partner of TVM Life Science Ventures VII L.P. | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Stefan Fischer, Attorney in Fact for Hubert Birner | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Luc Marengere | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Stefan Fischer | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Stefan Fischer, Attorney in Fact for Helmut Schuhsler | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Mark Wanless | 9/27/2017 | |
** Signature of Reporting Person | Date | |
/s/ Gary Leatt | 9/27/2017 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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