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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Occulogix (MM) | NASDAQ:OCCXD | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.85 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Lindstrom Richard |
2. Issuer Name
and
Ticker or Trading Symbol
OccuLogix, Inc. [ OCCX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
2811 WESTWOOD ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
WAYZATA, MN 55391 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common shares | 10/6/2008 | P | 85938 (1) | A | $2.5 (1) | 86238 (1) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options | $2.25 (2) | 10/6/2008 | A | 14448 (2) | (3) | 6/7/2015 | Common shares | 14448 (2) | $2.25 (2) | 18848 (4) | D |
Explanation of Responses: | |
( 1) | OccuLogix, Inc. (?OCCX?) effected a 1:25 reverse stock split on Oct. 7, 2008. The number of common shares and the acquisition price reported on this Form 4 reflect the reverse stock split. On Oct. 6, 2008, Dr. Lindstrom had acquired 2,148,438 common shares at $0.10 per share, which shares have been reverse split into 85,938 common shares. |
( 2) | The exercise price of the options and the number of underlying shares reported on this Form 4 have been reverse split-adjusted. The options are the result of the assumption by OCCX of options of OcuSense, Inc. on October 6, 2008. Upon such assumption, Dr. Lindstrom held options exercisable into 361,183 OCCX common shares with a per share exercise price of $0.09, which options have been reverse split into options exercisable into 14,448 OCCX common shares with a per share exercise price of $2.25. |
( 3) | The options are fully vested. |
( 4) | The number of OCCX options held by Dr. Lindstrom following the transaction reported on this Form 4 has been reverse split-adjusted. |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Lindstrom Richard
2811 WESTWOOD ROAD WAYZATA, MN 55391 |
X |
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Signatures
|
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/s/ Richard Lindstrom | 10/8/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Occulogix (MM) Chart |
1 Month Occulogix (MM) Chart |
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