![](/cdn/assets/images/search/clock.png)
We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Name | Symbol | Market | Type |
---|---|---|---|
OFS Credit Company Inc | NASDAQ:OCCIP | NASDAQ | Preference Share |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.03 | 17.50 | 26.70 | 0 | 01:00:00 |
*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
1.
|
|
Names of Reporting Persons
Richard S. Ressler
|
|||||
2.
|
|
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) x
|
|||||
3.
|
|
SEC Use Only
|
|||||
4.
|
|
Source of Funds (see instructions)
PF
|
|||||
5.
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨
|
|||||
6.
|
|
Citizenship or Place of Organization
United States
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
7.
|
|
Sole Voting Power
0
|
|||
|
8.
|
|
Shared Voting Power
450,000
|
||||
|
9.
|
|
Sole Dispositive Power
0
|
||||
|
10.
|
|
Shared Dispositive Power
450,000
|
||||
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
450,000
|
|||||
12.
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
|
|||||
13.
|
|
Percent of Class Represented by Amount in Row (11)
14.7%
|
|||||
14.
|
|
Type of Reporting Person (see instructions)
IN
|
1.
|
|
Names of Reporting Persons
The OI3 2019 Trust
|
|||||
2.
|
|
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) x
|
|||||
3.
|
|
SEC Use Only
|
|||||
4.
|
|
Source of Funds (see instructions)
AF
|
|||||
5.
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨
|
|||||
6.
|
|
Citizenship or Place of Organization
United States
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
7.
|
|
Sole Voting Power
0
|
|||
|
8.
|
|
Shared Voting Power
450,000
|
||||
|
9.
|
|
Sole Dispositive Power
0
|
||||
|
10.
|
|
Shared Dispositive Power
450,000
|
||||
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
450,000
|
|||||
12.
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
|
|||||
13.
|
|
Percent of Class Represented by Amount in Row (11)
14.7%
|
|||||
14.
|
|
Type of Reporting Person (see instructions)
OO
|
1.
|
|
Names of Reporting Persons
OI3, LLC
|
|||||
2.
|
|
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) x
|
|||||
3.
|
|
SEC Use Only
|
|||||
4.
|
|
Source of Funds (see instructions)
AF
|
|||||
5.
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨
|
|||||
6.
|
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
7.
|
|
Sole Voting Power
0
|
|||
|
8.
|
|
Shared Voting Power
450,000
|
||||
|
9.
|
|
Sole Dispositive Power
0
|
||||
|
10.
|
|
Shared Dispositive Power
450,000
|
||||
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
450,000
|
|||||
12.
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
|
|||||
13.
|
|
Percent of Class Represented by Amount in Row (11)
14.7%
|
|||||
14.
|
|
Type of Reporting Person (see instructions)
OO
|
1.
|
|
Names of Reporting Persons
Orchard Capital Corporation
|
|||||
2.
|
|
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) x
|
|||||
3.
|
|
SEC Use Only
|
|||||
4.
|
|
Source of Funds (see instructions)
AF
|
|||||
5.
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨
|
|||||
6.
|
|
Citizenship or Place of Organization
California
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
7.
|
|
Sole Voting Power
0
|
|||
|
8.
|
|
Shared Voting Power
450,000
|
||||
|
9.
|
|
Sole Dispositive Power
0
|
||||
|
10.
|
|
Shared Dispositive Power
450,000
|
||||
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
450,000
|
|||||
12.
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
|
|||||
13.
|
|
Percent of Class Represented by Amount in Row (11)
14.7%
|
|||||
14.
|
|
Type of Reporting Person (see instructions)
CO
|
Item 1.
|
Security and Issuer
|
Item 2.
|
Identity and Background
|
Item 3.
|
Source and Amount of Funds or Other Consideration
|
Item 4.
|
Purpose of Transaction
|
Item 5.
|
Interest in Securities of the Issuer
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7.
|
Material to be Filed as Exhibits
|
99.1
|
Joint Filing Agreement, dated January 13, 2020, by and among the Reporting Persons.
|
|
|
|
OI3, LLC, a Delaware limited liability company
|
||
|
|
|
By:
|
|
/s/ Nicholas V. Morosoff
|
|
|
Nicholas V. Morosoff
|
|
|
Officer of Manager
|
|
||
/s/ Richard S. Ressler
|
||
Richard S. Ressler
|
||
|
||
ORCHARD CAPITAL CORPORATION, a California corporation
|
||
|
||
|
||
By:
|
/s/ Nicholas V. Morosoff
|
|
Name:
|
Nicholas V. Morosoff
|
|
Title:
|
Officer
|
|
|
||
THE OI3 2019 TRUST
|
||
|
|
|
By:
|
|
/s/ Richard S. Ressler
|
Name:
|
|
Richard S. Ressler
|
Title:
|
|
Investment Trustee
|
1 Year OFS Credit Chart |
1 Month OFS Credit Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions