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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Empire Resorts Inc | NASDAQ:NYNY | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 9.75 | 9.73 | 9.78 | 0 | 00:00:00 |
1. Name and Address of Reporting Person * Kien Huat Realty III Ltd | 2. Issuer Name and Ticker or Trading Symbol EMPIRE RESORTS INC [ NYNY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/15/2019 | J | 968156 | D | $9.74 | 28914606 | I | See Explanation of Responses (1)(2)(3)(4)(5) | ||
Common Stock | 11/15/2019 | J | 968156 | A | $9.74 | 28914606 | I | See Explanation of Responses (1)(2)(3)(4)(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks: 6. Yap Chong Chew is signing on behalf of Kien Huat Realty III Limited and Lim Kok Thay pursuant to the letters of authorization dated July 25, 2019, which were previously filed with the Securities and Exchange Commission. 7. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Kien Huat Realty III Ltd 21ST FLOOR, WISMA GENTING JALAN SULTAN ISMAIL KUALA LUMPUR MALAYSIA, N8 50250 | X | ||||
Lim Kok Thay 21ST FLOOR, WISMA GENTING JALAN SULTAN ISMAIL KUALA LUMPUR MALAYSIA, N8 50250 | X | ||||
Genting Berhad 24TH FLOOR, WISMA GENTING JALAN SULTAN ISMAIL KUALA LUMPUR MALAYSIA, N8 50250 | X | ||||
Genting Malaysia Berhad GENTING HIGHLANDS RESORT GENTING HIGHLANDS PAHANG DARUL MAKMUR MALAYSIA, N8 69000 | X | ||||
Genting (USA) Ltd FIRST NAMES HOUSE VICTORIA ROAD DOUGLAS ISLE OF MAN, Y8 IM2 4DF | X |
Signatures | ||
/s/ Yap Chong Chew for Kien Huat Realty III Limited (6)(7) | 11/15/2019 | |
**Signature of Reporting Person | Date | |
/s/ Yap Chong Chew for Lim Kok Thay (6)(7) | 11/15/2019 | |
**Signature of Reporting Person | Date | |
/s/ Loh Bee Hong, Secretary, Genting Berhad (7) | 11/15/2019 | |
**Signature of Reporting Person | Date | |
/s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting Malaysia Berhad (7) | 11/15/2019 | |
**Signature of Reporting Person | Date | |
/s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting (USA) Limited (7) | 11/15/2019 | |
**Signature of Reporting Person | Date |
1 Year Empire Resorts Chart |
1 Month Empire Resorts Chart |
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