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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Empire Resorts Inc | NASDAQ:NYNY | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 9.75 | 9.73 | 9.78 | 0 | 01:00:00 |
Empire
Resorts, Inc.
|
(Name
of Issuer)
Common Stock, par value $.01 per share
|
(Title
of Class of Securities)
292052107
|
(CUSIP
Number)
Joseph
E. Bernstein
6663
Casa Grande Way
Delray Beach, Florida 33446
|
(Name,
Address and Telephone Number of Person Authorized
to
Receive Notices and Communications)
May 11, 2010
|
(Date
of Event which Requires Filing of this
Statement)
|
CUSIP
No.
292052107
|
1
|
Name
of Reporting Person
S.S.
or I.R.S. Identification No. of Above Person
Joseph
E. Bernstein
|
||
2
|
Check
the Appropriate Box if a Member of a Group
|
(a)
o
(b)
x
|
|
3
|
SEC
Use Only
|
||
4
|
Sources
of Funds
PF
|
||
5
|
Check
Box if Disclosure of Legal Proceedings is
Required
Pursuant to Items 2(d) or 2(e)
|
¨
|
|
6
|
Citizenship
or Place of Organization
United
States
|
||
Number
of shares
Beneficially
Owned
By
Each Reporting
Person
With:
|
7
|
Sole
Voting Power
4,957,351
|
|
8
|
Shared
Voting Power
0
|
||
9
|
Sole
Dispositive
Power
4,957,351
|
||
10
|
Shared
Dispositive
Power
0
|
||
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,957,351
|
||
12
|
Check
Box if the Aggregate Amount in Row (11) Excludes
Certain
Shares
|
¨
|
|
13
|
Percent
of Class Represented by Amount in Row (11)
6.8%
|
||
14
|
Type
of Reporting Person
IN
|
ITEM 1.
|
SECURITY
AND ISSUER
|
ITEM 2.
|
IDENTITY
AND BACKGROUND
|
ITEM 3.
|
SOURCE
AND AMOUNT OF FUNDS OR OTHER
CONSIDERATION
|
ITEM 4.
|
PURPOSE
OF TRANSACTION
|
ITEM 5.
|
INTEREST
IN SECURITIES OF THE ISSUER
|
Date
of Sale
|
Number
of Shares Sold
|
Sales
Price
|
4/29/2010
|
10,900
|
$2.0001
|
4/29/2010
|
1,000
|
$2.0
|
4/22/2010
|
5,500
|
$2.0
|
4/22/2010
|
5,000
|
$2.01
|
4/22/2010
|
1,877
|
$2.0004
|
4/16/2010
|
7,579
|
$1.90
|
4/16/2010
|
50
|
$1.9001
|
4/5/2010
|
15,000
|
$1.82347
|
4/5/2010
|
5,400
|
$1.82722
|
4/5/2010
|
500
|
$1.82
|
4/1/2010
|
5,000
|
$1.82
|
4/1/2010
|
5,000
|
$1.81
|
4/1/2010
|
2,625
|
$1.8
|
3/31/2010
|
2,875
|
$1.8
|
3/30/2010
|
418
|
$1.8
|
3/26/2010
|
6,600
|
$1.75909
|
3/26/2010
|
4,300
|
$1.78
|
3/26/2010
|
3,400
|
$1.77
|
3/26/2010
|
500
|
$1.79
|
3/25/2010
|
758
|
$1.8
|
3/24/2010
|
5,000
|
$1.8
|
3/23/2010
|
3,000
|
$1.81
|
3/18/2010
|
8,500
|
$1.82
|
3/18/2010
|
1,500
|
$1.8205
|
3/17/2010
|
9,391
|
$1.8
|
3/17/2010
|
600
|
$1.81
|
3/17/2010
|
9
|
$1.8001
|
3/16/2010
|
4,600
|
$1.80217
|
3/16/2010
|
4,900
|
$1.8
|
3/16/2010
|
500
|
$1.81
|
3/16/2010
|
500
|
$1.82
|
|
(d)
|
Not
applicable.
|
|
(e)
|
Not
applicable.
|
ITEM 6.
|
CONTRACTS,
ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES
OF THE ISSUER
|
ITEM 7.
|
MATERIAL
TO BE FILED AS EXHIBITS
|
|
Exhibit
1:
|
Common
Stock Purchase Warrant No. 10003, dated May 11, 2010, to purchase up to
250,000 shares of Common Stock issued by Empire Resorts, Inc. in favor of
Joseph E. Bernstein and/or his
transferees.
|
|
Exhibit
2:
|
Common
Stock Purchase Warrant No. 10002, dated May 11, 2010, to purchase up to
1,000,000 shares of Common Stock issued by Empire Resorts, Inc. in favor
of Joseph E. Bernstein and/or his
transferees.
|
|
Exhibit
3:
|
Common
Stock Purchase Warrant No. 10001, dated May 11, 2010, to purchase up to
2,000,000 shares of Common Stock issued by Empire Resorts, Inc. in favor
of Joseph E. Bernstein and/or his
transferees.
|
|
Exhibit
4:
|
Stock
Option Agreement, dated April 27, 2009, issued by Empire Resorts, Inc. in
favor of Joseph E. Bernstein.
|
|
Exhibit
5:
|
Stock
Option Agreement, dated as of June 8, 2009, issued by Empire Resorts, Inc.
in favor of Joseph E. Bernstein.
|
Date: May
21, 2010
|
|||
/s/ Joseph E. Bernstein | |||
Joseph
E. Bernstein
|
|||
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