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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Empire Resorts Inc | NASDAQ:NYNY | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 9.75 | 9.73 | 9.78 | 0 | 01:00:00 |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
2
3
4
5
Page
of
1
NAMES OF REPORTING PERSONS
Joseph Bernstein
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
o
(b)
þ
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES CITIZEN
5
SOLE VOTING POWER
NUMBER OF
1,588,234
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
0
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
1,588,234
WITH:
8
SHARED DISPOSITIVE POWER
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,588,234
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.35%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
Name of Issuer:
Empire Resorts, Inc.
Address of Issuers Principal Executive Offices:
701 N. Green Valley Parkway,
Suite 200
Henderson, NV 89074
Name of Person Filing:
Joseph Bernstein
Address of Principal Business Office or, if None, Residence:
c/o Americas Partners LLC
6663 Casa Grande Way
Delray Beach, FL 33446
Citizenship:
USA
Title of Class of Securities:
Common Stock
CUSIP Number:
292052 10 7
If This Statement is Filed Pursuant to Rule 13d-1(b), 13d-2(b) or (c), Check Whether the
Person Filing is a:
[ ]
Broker or dealer registered under Section 15 of the Exchange Act.
[ ]
Bank as defined in Section 3(a)(6) of the Exchange Act.
[ ]
Insurance company as defined in Section 3(a)(19) of the Exchange Act.
[ ]
Investment company as defined under Section 8 of the Investment Company Act.
[ ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
[ ]
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
[ ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the
Investment Company Act.
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Not Applicable.
Ownership:
(a)
Amount beneficially owned: 1,588,234
(b)
Percent of class: 5.35%
Percent of class is based on
29,699,601 outstanding shares of common stock, par
value $0.01 per share, as reported by the Issuer on its Form 10-K, as
filed with the Securities and Exchange Commission on March 17, 2008.
(c)
Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 1,588,234
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 1,588,234
(iv) Shared power to dispose or to direct the disposition of: 0
Ownership of Five Percent or Less of a Class:
Ownership of More than Five Percent on Behalf of Another Person
.
Not Applicable.
Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person
.
Not Applicable.
Identification and Classification of Members of the Group
.
Not Applicable.
Notice of Dissolution of Group
.
Not Applicable.
Certification
.
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
March 24, 2008
(Date)
/s/ Joseph E. Bernstein
(Signature)
Joseph E. Bernstein
Name and Title
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