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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Nyfix (MM) | NASDAQ:NYFX | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.67 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
WAJNERT THOMAS C |
2. Issuer Name
and
Ticker or Trading Symbol
NYFIX INC [ NYFX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
C/O NYFIX, INC., 100 WALL STREET, 26 FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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NEW YORK, NY 10005 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock (1) | 6/5/2009 | M | 7792 | A | $0 | 11688 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $1 | 6/3/2009 | A | 12987 | 6/3/2010 | 6/3/2019 | Common Stock | 12987 | $0 | 12987 | D | ||||
Restricted Stock Units | (2) | 6/3/2009 | A | 32258 | (3) | (3) | Common Stock | 32258 | $0 | 32258 | D | ||||
Restricted Stock Units (4) | (2) | 6/5/2009 | M | 7792 | (4) | (4) | Common Stock | 0 | $0 | 0 | D |
Explanation of Responses: | |
( 1) | Represents shares issued from the vesting of Restricted Stock Units granted February 6, 2008. |
( 2) | Each Restricted Stock Unit represents a right to receive one share of NYFIX common stock or, at the discretion of the compensation committee, the fair market value of one share of NYFIX common stock as of the vesting date. |
( 3) | The Restricted Stock Units vest on June 3, 2010. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest. |
( 4) | Represents Restricted Stock Units granted on February 6, 2008 and vested on June 5, 2009, as reported in Table I above. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest. |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
WAJNERT THOMAS C
C/O NYFIX, INC. 100 WALL STREET, 26 FLOOR NEW YORK, NY 10005 |
X |
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Signatures
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/s/ by Annemarie Tierney, as attorney-in-fact | 6/5/2009 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Nyfix (MM) Chart |
1 Month Nyfix (MM) Chart |
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