ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

NVUS Novus Therapeutics Inc

14.60
0.00 (0.00%)
07 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Novus Therapeutics Inc NASDAQ:NVUS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 14.60 14.65 21.00 0 01:00:00

Initial Statement of Beneficial Ownership (3)

25/09/2020 12:45am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ogier Walter C
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/14/2020 

3. Issuer Name and Ticker or Trading Symbol

Novus Therapeutics, Inc. [NVUS]
(Last)        (First)        (Middle)

C/O NOVUS THERAPEUTICS, INC., 19900 MACARTHUR BLVD., SUITE 550
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

IRVINE, CA 92612      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)  (1)8/31/2027 Common Stock 10415 $0.6855 D  
Stock Option (Right to Buy)  (1)8/31/2027 Series X1 Convertible Preferred Stock (2)461.664 $685.50 D  
Stock Option (Right to Buy)  (1)1/28/2030 Common Stock 19190 $0.495 D  
Stock Option (Right to Buy)  (1)1/28/2030 Series X1 Convertible Preferred Stock (2)850.662 $495.00 D  
Stock Option (Right to Buy)  (1)9/7/2030 Common Stock 68791 $0.3808 D  
Stock Option (Right to Buy)  (1)9/7/2030 Series X1 Convertible Preferred Stock (2)3049.408 $380.80 D  

Explanation of Responses:
(1) The option is fully vested.
(2) Each share of Series X1 Convertible Preferred Stock will be convertible into 1,000 shares of Common Stock upon receipt of the requisite approval of the stockholders of the Issuer.

Remarks:
Ex. 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ogier Walter C
C/O NOVUS THERAPEUTICS, INC.
19900 MACARTHUR BLVD., SUITE 550
IRVINE, CA 92612
X



Signatures
/s/ Ryan A. Murr, as attorney-in-fact for Walter Ogier9/24/2020
**Signature of Reporting PersonDate

1 Year Novus Therapeutics Chart

1 Year Novus Therapeutics Chart

1 Month Novus Therapeutics Chart

1 Month Novus Therapeutics Chart

Your Recent History

Delayed Upgrade Clock