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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Novus Therapeutics Inc | NASDAQ:NVUS | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 14.60 | 14.65 | 21.00 | 0 | 01:00:00 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Ogier Walter C |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Novus Therapeutics, Inc. [NVUS] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (1) | 8/31/2027 | Common Stock | 10415 | $0.6855 | D | |
Stock Option (Right to Buy) | (1) | 8/31/2027 | Series X1 Convertible Preferred Stock (2) | 461.664 | $685.50 | D | |
Stock Option (Right to Buy) | (1) | 1/28/2030 | Common Stock | 19190 | $0.495 | D | |
Stock Option (Right to Buy) | (1) | 1/28/2030 | Series X1 Convertible Preferred Stock (2) | 850.662 | $495.00 | D | |
Stock Option (Right to Buy) | (1) | 9/7/2030 | Common Stock | 68791 | $0.3808 | D | |
Stock Option (Right to Buy) | (1) | 9/7/2030 | Series X1 Convertible Preferred Stock (2) | 3049.408 | $380.80 | D |
Remarks: Ex. 24 - Power of Attorney |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Ogier Walter C C/O NOVUS THERAPEUTICS, INC. 19900 MACARTHUR BLVD., SUITE 550 IRVINE, CA 92612 | X |
Signatures | ||
/s/ Ryan A. Murr, as attorney-in-fact for Walter Ogier | 9/24/2020 | |
**Signature of Reporting Person | Date |
1 Year Novus Therapeutics Chart |
1 Month Novus Therapeutics Chart |
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