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Name | Symbol | Market | Type |
---|---|---|---|
Northern Trust Corporation | NASDAQ:NTRSP | NASDAQ | Preference Share |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.01 | 24.97 | 24.99 | 0 | 01:00:00 |
|
FORM
|
8-K
|
|
|
Delaware
|
|
001-36609
|
|
36-2723087
|
|
(State or other jurisdiction of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.)
|
|
|
|
|
|
|
|
50 South LaSalle Street
|
|
|
|
60603
|
|
Chicago,
|
Illinois
|
|
|
|
(Zip Code)
|
(Address of principal executive offices)
|
|
|
|
|
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol
|
Name of each exchange on which registered
|
Common Stock, $1.66 2/3 Par Value
|
NTRS
|
The NASDAQ Stock Market LLC
|
Depositary Shares, each representing 1/1,000th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock
|
NTRSO
|
The NASDAQ Stock Market LLC
|
|
Nominee
|
For
|
|
Against
|
|
Abstentions
|
|
Broker Non-Votes
|
|
Linda Walker Bynoe
|
161,959,284
|
|
17,331,131
|
|
516,008
|
|
11,496,202
|
|
Susan Crown
|
174,713,410
|
|
4,867,103
|
|
225,910
|
|
11,496,202
|
|
Dean M. Harrison
|
179,182,737
|
|
367,084
|
|
256,602
|
|
11,496,202
|
|
Jay L. Henderson
|
169,709,272
|
|
9,841,716
|
|
255,435
|
|
11,496,202
|
|
Marcy S. Klevorn
|
179,248,266
|
|
338,593
|
|
219,564
|
|
11,496,202
|
|
Siddharth N. (Bobby) Mehta
|
173,613,876
|
|
5,669,384
|
|
523,163
|
|
11,496,202
|
|
Michael G. O’Grady
|
172,905,476
|
|
6,616,800
|
|
284,147
|
|
11,496,202
|
|
Jose Luis Prado
|
178,535,382
|
|
1,019,167
|
|
251,874
|
|
11,496,202
|
|
Thomas E. Richards
|
179,144,842
|
|
404,826
|
|
256,755
|
|
11,496,202
|
|
Martin P. Slark
|
174,282,440
|
|
5,265,892
|
|
258,091
|
|
11,496,202
|
|
David H. B. Smith, Jr.
|
178,517,376
|
|
1,045,465
|
|
243,582
|
|
11,496,202
|
|
Donald Thompson
|
179,160,926
|
|
383,313
|
|
262,184
|
|
11,496,202
|
|
Charles A. Tribbett III
|
173,186,939
|
|
6,354,430
|
|
265,054
|
|
11,496,202
|
|
For
|
|
Against
|
|
Abstentions
|
|
Broker Non-Votes
|
|
174,285,555
|
|
5,097,262
|
|
423,606
|
|
11,496,202
|
|
For
|
|
Against
|
|
Abstentions
|
|
Broker Non-Votes
|
|
183,773,337
|
|
7,419,152
|
|
110,136
|
|
—
|
|
|
|
|
NORTHERN TRUST CORPORATION
|
||
|
|
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(Registrant)
|
||
|
|
|
|
|
|
Dated:
|
April 24, 2020
|
|
By:
|
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/s/ Susan C. Levy
|
|
|
|
|
|
Susan C. Levy
|
|
|
|
|
|
Executive Vice President, General Counsel and Corporate Secretary
|
1 Year Northern Chart |
1 Month Northern Chart |
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