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NRCI National Research Corp. (MM)

60.10
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
National Research Corp. (MM) NASDAQ:NRCI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 60.10 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

18/03/2013 7:58pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hays Michael D.
2. Issuer Name and Ticker or Trading Symbol

NATIONAL RESEARCH CORP [ NRCI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
CEO
(Last)          (First)          (Middle)

C/O NATIONAL RESEARCH CORPORATION, 1245 "Q" STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/28/2013
(Street)

LINCOLN, NE 68508
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   2/28/2013     G   V 125000   D $0   3615215   (1) D    
Common Stock   2/28/2013     G   V 125000   D $0   125250   (2) I   By Spouse  
Common Stock                  25   I   (3) By Spouse & Daughter Jt  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)   $16.1                      (4) 1/5/2014   Common Stock   18298     18298   D    
Employee Stock Option (right to buy)   $17.25                      (5) 1/5/2016   Common Stock   11078     11078   D    
Employee Stock Option (right to buy)   $22.87                      (6) 1/5/2017   Common Stock   8356     8356   D    
Employee Stock Option (right to buy)   $26.5                      (7) 1/4/2018   Common Stock   7211     7211   D    
Employee Stock Option (right to buy)   $28.51                      (8) 1/5/2019   Common Stock   6703     6703   D    
Employee Stock Option (right to buy)   $21.65                      (9) 1/5/2020   Common Stock   8827     8827   D    
Employee Stock Option (right to buy)   $32.31                      (10) 1/5/2021   Common Stock   5915     5915   D    
Employee Stock Option (right to buy)   $38.35                      (11) 1/5/2022   Common Stock   4983     4983   D    
Employee Stock Option (right to buy)   $52.42                      (12) 1/7/2023   Common Stock   3646     3646   D    

Explanation of Responses:
( 1)  Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.
( 2)  Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
( 3)  The reporting person disclaims beneficial ownership of these shares.
( 4)  This option became fully exercisable on January 5, 2009.
( 5)  This option became fully exercisable on January 5, 2011.
( 6)  This option became fully exercisable on January 5, 2012.
( 7)  This option became fully exercisable on January 4, 2013.
( 8)  This option becomes fully exercisable on January 5, 2014.
( 9)  This option becomes fully exercisable on January 5, 2015.
( 10)  This option becomes fully exercisable on January 5, 2016.
( 11)  This option becomes fully exercisable on January 5, 2017.
( 12)  This option becomes fully exercisable on January 7, 2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Hays Michael D.
C/O NATIONAL RESEARCH CORPORATION
1245 "Q" STREET
LINCOLN, NE 68508
X X CEO

Signatures
/s/ Russell E. Ryba, Attorney-In-Fact for Michael D. Hays 3/18/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year National Research Corp. (MM) Chart

1 Year National Research Corp. (MM) Chart

1 Month National Research Corp. (MM) Chart

1 Month National Research Corp. (MM) Chart