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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Nightstar Therapeutics Plc ADS | NASDAQ:NITE | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.41 | 18.50 | 25.41 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
JOYCE THOMAS M |
2. Issuer Name
and
Ticker or Trading Symbol
KNIGHT CAPITAL GROUP, INC. [ NITE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman & CEO |
KNIGHT CAPITAL GROUP, INC., 545 WASHINGTON BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
JERSEY CITY, NJ 07310 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 1/29/2009 | S | 175000 | D | $18.626 (1) (3) | 685106 | D | |||
Class A Common Stock | 1/30/2009 | S | 150000 | D | $18.193 (2) (3) | 535106 | D | |||
Class A Common Stock | 1/30/2009 | J (4) | 20853 | D | $0 | 0 | I | By 2006 GRAT II (4) | ||
Class A Common Stock | 1/30/2009 | J (4) | 20853 | A | $0 | 555959 | D | |||
Restricted Class A Common Stock | 1/31/2009 | F | 59849 | D | $18.40 | 187077 | D | |||
Class A Common Stock | 625303 | D | ||||||||
Restricted Stock Units (5) | 1/31/2009 | A | 256063 | A | $18.40 | 756063 | D | |||
Class A Common Stock (Previously Reported) | 34695 | I | By Trust for Children |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | Represents the sale of 175,000 shares in one hundred sixteen separate transactions at prices ranging from $18.28 to $19.087 per share, resulting in a weighted average sale price per share of $18.626. |
( 2) | Represents the sale of 150,000 shares in ninety separate transactions at prices ranging from $17.84 to $18.74 per share and one transaction at $18.96, resulting in a weighted average sale price per share of $18.193. |
( 3) | Filer undertakes to provide the SEC, the Issuer, or security holder full information pertaining to the number of shares sold at each separate price. |
( 4) | Represents distribution of shares from the Joyce Family GRAT II to reporting person and spouse, effective January 30, 2009, at which time the Joyce Family GRAT II was terminated. |
( 5) | Restricted stock units granted pursuant to the Knight Capital Group, Inc. 2006 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class Common Stock of the Issuer. The restricted stock units shall vest in three equal installments on January 31, 2010, 2011 and 2012, respectively. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
JOYCE THOMAS M
KNIGHT CAPITAL GROUP, INC. 545 WASHINGTON BOULEVARD JERSEY CITY, NJ 07310 |
|
|
Chairman & CEO |
|
Signatures
|
||
/s/ Thomas M. Joyce | 2/2/2009 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Nightstar Therapeutics Plc ADS Chart |
1 Month Nightstar Therapeutics Plc ADS Chart |
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