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Share Name | Share Symbol | Market | Type |
---|---|---|---|
NantHealth Inc | NASDAQ:NH | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.35 | 1.35 | 1.39 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * SOON-SHIONG PATRICK | 2. Issuer Name and Ticker or Trading Symbol NantHealth, Inc. [ NH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 4/13/2021 | P | 1689189 | A | $2.96 | 1689189 | I | See footnote (1) | ||
Common Stock | 62214114 | I | See footnote (2) | |||||||
Common Stock | 2899297 | I | See footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
5.50% Convertible Senior Notes due 2021 | (4) | 4/13/2021 | J (5) | 5000000 (5) | (6) | 12/15/2021 | Common Stock | 411946 (4) | $5000000.00 | 5000000 | I | See Footnote (7) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
SOON-SHIONG PATRICK C/O NANTHEALTH, INC. 9920 JEFFERSON BLVD. CULVER CITY, CA 90232 | X | X | Chief Executive Officer | ||
CALIFORNIA CAPITAL EQUITY, LLC C/O NANTHEALTH, INC. 9920 JEFFERSON BLVD. CULVER CITY 90230 | X | ||||
NantWorks, LLC 9920 JEFFERSON BLVD. CULVER CITY, CA 90230 | X | ||||
Cambridge Equities, LP 9920 JEFFERSON BLVD. CULVER CITY, CA 90232 | X | ||||
MP 13 Ventures, LLC 9920 JEFFERSON BLVD. CULVER CITY, CA 90232 | X |
Signatures | ||
/s/ Patrick Soon-Shiong on behalf of himself and each other reporting person | 4/15/2021 | |
**Signature of Reporting Person | Date |
1 Year NantHealth Chart |
1 Month NantHealth Chart |
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