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NGHC National General Holdings Corporation

34.18
0.00 (0.00%)
07 Jun 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
National General Holdings Corporation NASDAQ:NGHC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 34.18 31.39 34.21 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

16/11/2020 9:08pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Weissmann Jeffrey
2. Issuer Name and Ticker or Trading Symbol

National General Holdings Corp. [ NGHC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
General Counsel & Secretary
(Last)          (First)          (Middle)

C/O NGHC, 59 MAIDEN LANE, 38TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

11/13/2020
(Street)

NEW YORK, NY 10038
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 par value 11/13/2020  M  101565 A$6.53 151899 (1)D  
Common Stock, $.01 par value 11/13/2020  S  55892 D$34.0921 (2)96007 D  
Common Stock, $.01 par value 11/13/2020  G(3)  2700 D$0 93307 D  
Common Stock, $.01 par value 11/13/2020  G(3)  2700 A$0 7300 (1)I By reporting person as UTMA custodian for children 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase Common Stock $6.53 11/13/2020  M     101565  1/27/2013 1/27/2022 Common Stock, $.01 par value 101565.0 $0 32663 D  

Explanation of Responses:
(1) This also reflects 3,000 shares transferred on May 4, 2020 to custodial accounts for the reporting person's children.
(2) Reflects a weighted average sale price of $34.0921 per share, at prices ranging from $34.08 to $34.12 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
(3) This reflects a transfer to custodial accounts for the reporting person's children.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Weissmann Jeffrey
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR
NEW YORK, NY 10038


General Counsel & Secretary

Signatures
/s/ Jeffrey Weissmann11/16/2020
**Signature of Reporting PersonDate

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