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Share Name | Share Symbol | Market | Type |
---|---|---|---|
National Commerce Corp. | NASDAQ:NCOM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 39.21 | 35.44 | 39.20 | 0 | 00:00:00 |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Goodson M Davis Jr |
2. Issuer Name
and
Ticker or Trading Symbol
National Commerce Corp [ NCOM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) NBC - EVP, Senior Lender, CCO |
600 LUCKIE DRIVE, SUITE 350 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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BIRMINGHAM, AL 35223 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 4/1/2019 (1) | A | 7059.36 | A | $39.00 (2) | 26351.38 | D |
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Common Stock | 4/1/2019 (1) | F | 2090.88 (3) | D | $38.76 (4) | 24260.5 | D |
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Common Stock | 4/1/2019 (1) | D | 24260.5 | D | (5) | 0 | D |
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Common Stock | 4/1/2019 (1) | D | 8449 | D | (5) | 0 | I | By IRA |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | (6) | 4/1/2019 | D | 7315.11 | (7) | (7) | Common Stock | 7315.11 | (7) | 0 | D |
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Remarks:
The reference to the market value per share of CenterState common stock on March 29, 2019, the most recent practicable date prior to the Effective Time, in the footnote to the "Price" column in Table I of the reporting person's Form 4 filed with the SEC on April 1, 2019, which explains the Merger Consideration, incorrectly included the market value per share of NCC common stock on March 29, 2019 ($39.21 based on the closing price of NCC common stock on such date), instead of the market value per share of CenterState common stock on March 29, 2019 ($23.81 based on the closing price of CenterState common stock on such date). This amendment is being filed in order to correct said reference to the market value per share of CenterState common stock. |
Reporting Owners
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Reporting Owner Name / Address |
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||||
Director | 10% Owner | Officer | Other | ||
Goodson M Davis Jr
600 LUCKIE DRIVE SUITE 350 BIRMINGHAM, AL 35223 |
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NBC - EVP, Senior Lender, CCO |
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Signatures
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/s/ William E. Matthews, V, by power of attorney | 4/4/2019 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year NATIONAL COMMERCE CORP Chart |
1 Month NATIONAL COMMERCE CORP Chart |
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