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MYND Mynd Analytics, Inc.

1.17
0.00 (0.00%)
01 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Mynd Analytics, Inc. NASDAQ:MYND NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 1.17 1.15 1.24 0 01:00:00

Amended Statement of Beneficial Ownership (3/a)

09/09/2019 6:36pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Niihara Yutaka

2. Date of Event Requiring Statement (MM/DD/YYYY)
7/17/2019 

3. Issuer Name and Ticker or Trading Symbol

Emmaus Life Sciences, Inc. [EMMA]

(Last)        (First)        (Middle)

21250 HAWTHORNE BLVD., SUITE 800

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          ___X___ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chairman and CEO /

(Street)

TORRANCE, CA 90503      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

7/29/2019 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common stock, $0.001 par value 10163793 D (1) 
Common stock, $0.001 par value 10501 I By Soomi Niihara 
Common stock, $0.001 par value 92794 I By Hope International Hospice, Inc. (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option 4/2/2012 4/2/2022 Common stock 262536 $3.4281 D  
Stock option 2/28/2013 2/28/2023 Common stock 525072 $3.4281 D  
Stock option 5/10/2016 5/10/2026 Common stock 315043 $4.7613 D  
Common stock purchase warrant 9/30/2016 5/9/2021 Common stock 1365189 $4.7612 D  

Explanation of Responses:
(1) Includes shares owned jointly with Soomi Niihara, Dr. Niihara's wife.
(2) Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Niihara Yutaka
21250 HAWTHORNE BLVD.
SUITE 800
TORRANCE, CA 90503
XXChairman and CEO

Signatures
Yutaka Niihara, M.D., M.P.H.9/9/2019
**Signature of Reporting PersonDate

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