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Name | Symbol | Market | Type |
---|---|---|---|
Merger Fund (The) (MM) | NASDAQ:MERFX | NASDAQ | Fund |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0 | - |
Contracts (100 shares per contract)
|
ADR -
|
American Depository Receipt
|
|
ETF -
|
Exchange-Traded Fund
|
|
EUR -
|
Euro
|
|
plc -
|
Public Limited Company
|
|
(a)
|
Non-income producing security.
|
|
(b)
|
Foreign security.
|
|
(c)
|
The rate quoted is the annualized seven-day yield as of March 31, 2013.
|
|
(d)
|
All or a portion of the shares have been committed as collateral for open securities sold short.
|
|
(e)
|
All or a portion of the shares have been committed as collateral for written option contracts.
|
|
(f)
|
All or a portion of the shares have been committed as collateral for swap contracts.
|
|
(g)
|
All or a portion of the shares have been committed as collateral for forward currency exchange contracts.
|
|
(h)
|
Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold
|
|
in transactions exempt from registration normally to qualified institutional buyers. As of March 31, 2013, these securities represented 0.92% of total net assets.
|
||
(i)
|
Affiliated company.
|
|
(j)
|
Defaulted or other conditions exist and the security is not presently accruing income.
|
|
(k)
|
The cost basis of investments for federal income tax purposes at March 31, 2013 was as follows*:
|
Cost of investments
|
$ | 4,362,925,022 | ||
Gross unrealized appreciation
|
289,573,072 | |||
Gross unrealized depreciation
|
(99,445,135 | ) | ||
Net unrealized appreciation
|
$ | 190,127,937 |
*Because tax adjustments are calculated annually, the above table reflects the tax adjustments outstanding at the Fund’s previous fiscal year end. For the previous
|
fiscal year’s federal income tax information, please refer to the Notes to Financial Statements section in the Fund’s most recent semi-annual or annual report.
|
(l)
|
Investment Valuation - Securities listed on the NASDAQ Global Market and the NASDAQ Global Select Market are valued at the NASDAQ Official Closing Price (“NOCP”).
|
Investments in registered investment companies are valued at the reported net asset value (“NAV”). Other listed securities are valued at the last sale price on the exchange on which such securities are primarily
|
|
traded or, in the case of options, at the last sale price. The securities valued using quoted prices in active markets are classified as Level 1 investments. Securities not listed on an exchange, but for which
|
|
market transaction prices are reported, are valued at the last sale price as of the close of the New York Stock Exchange. Non-exchange listed securities that do not trade on a particular day are valued
|
|
at the mean of the closing bid and asked prices. These securities are classified as Level 2 investments. In pricing corporate bonds and other debt securities, that are not obligations of the U.S. Government
|
|
or its agencies, the mean of the reported closing bid and ask prices is used. These securities are classified as Level 2 investments. When pricing options, if no sales are reported or if the last sale is outside
|
|
the bid and asked parameters, the higher of the ¬ intrinsic value of the option or the mean between the last reported bid and asked prices will be used. Options for which there is an active market are classified
|
|
as Level 1 investments, but options not listed on an exchange are classified as Level 2 investments. Investments in United States government securities (other than short-term securities) are valued at the
|
|
mean of the quoted bid and asked prices in the over-the-counter market. Short-term debt investments are carried at amortized cost, which approximates market value. Money Market Funds are valued at the
|
|
reported NAV.
|
|
The Adviser monitors and reviews the pricing of securities daily and makes determinations of fair value when such procedures call for judgment and analysis. Securities for which there are no market
|
|
quotations readily available or such quotations are unreliable are valued at fair value as determined in good faith by the Adviser in accordance with procedures adopted by the Board of Trustees and under
|
|
the supervision of the Board of Trustees. Fair valuation prices are reviewed on a day to day basis by a committee overseen by the Chief Compliance Officer. The factors for fair valuation the Adviser may
|
|
consider include, among other things: fundamental analytical data; the nature and duration of restrictions on disposition; an evaluation of forces that influence the market in which the securities are purchased
|
|
and sold; intrinsic value and public trading in similar securities of the issuer or comparable issuers. When fair-value pricing is employed, the prices of securities used by the Fund to calculate its NAV may differ
|
|
from quoted or published prices for the same securities. Generally, the fair value of a security is the price that would be received for a security in an orderly transaction between market participants. These
|
|
securities are generally classified as Level 2 or 3 depending on the priority of significant inputs. At March 31, 2013, fair valued securities in good faith represent 0.00% of net assets using the absolute value
|
|
of swap contracts.
|
|
The Fund has performed an analysis of all existing investments to determine the significance and character of all inputs to their fair value determination. Various inputs are used in determining
|
|
the value of the Fund’s investments. These inputs are summarized in the three broad levels listed below:
|
Level 1 — Quoted prices in active markets for identical securities.
|
|
Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
|
|
Level 3 — Model derived valuations in which one or more significant inputs or significant value drivers are unobservable. Unobservable inputs
|
|
are those inputs that reflect the Fund’s own assumptions that market participants would use to price the asset or liability based on the best available information.
|
|
The inputs or methodology used for valuing securities are not an indication of the risk associated with investing in those securities.
|
|
The following tables provide the fair value measurements of applicable Fund assets and liabilities by level within the fair value hierarchy for the Fund
|
|
as of March 31, 2013. These assets and liabilities are measured on a recurring basis.
|
Investments at Fair Value
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Assets
|
||||||||||||||||
Common Stocks *
|
$ | 2,914,723,644 | $ | - | $ | - | $ | 2,914,723,644 | ||||||||
Warrants
|
26,679 | - | - | 26,679 | ||||||||||||
Corporate Bonds
|
- | 141,015,140 | - | 141,015,140 | ||||||||||||
Purchased Put Options
|
28,391,573 | 34,186 | - | 28,425,759 | ||||||||||||
Short-Term Investments
|
1,468,861,737 | - | - | 1,468,861,737 | ||||||||||||
Forward Currency Exchange Contracts **
|
- | 5,492,873 | - | 5,492,873 | ||||||||||||
Liabilities
|
||||||||||||||||
Common Stocks Sold Short
|
$ | 486,899,239 | $ | - | $ | - | $ | 486,899,239 | ||||||||
Written Option Contracts
|
215,908,459 | 1,537,331 | - | 217,445,790 | ||||||||||||
Swap Contracts **
|
- | 16,464,078 | - | *** | 16,464,078 | |||||||||||
Forward Currency Exchange Contracts **
|
- | 3,807,098 | - | 3,807,098 |
*
|
Please refer to the Schedule of Investments to view common stocks segregated by industry type.
|
|
**
|
Swap contracts and forward currency exchange contracts are valued at the net unrealized appreciation (depreciation) on the instrument.
|
|
***
|
Value is less than $0.50.
|
|
The Level 2 securities are priced using inputs such as current yields, discount rates, credit quality, yields on computable securities, trading volume and maturity date. The Fund did not have
|
||
transfers into or out of Level 1 or Level 2 during the period.
|
||
The following is a reconciliation of Level 3 assets for which significant unobservable inputs were used to determine fair value.
|
Description
|
Investments
|
|||
Balance as of December 31, 2012
|
$ | 420,840 | ||
Realized gain
|
390,743 | |||
Change in unrealized depreciation
|
(420,840 | ) | ||
Net sales
|
(390,743 | ) | ||
Balance as of March 31, 2013
|
$ | - | *** | |
Description
|
Fair Value at March 31, 2013
|
Valuation Technique
|
Unobservable Input
|
Range
|
||||||
Swap Contracts
|
$ | - | *** |
Projected Final
|
Discount of Projected
|
|||||
Distribution
(1)
|
Distribution
|
0.00 - 0.00 | ||||||||
*** Value is less than $0.50.
|
(1)
This Level 3 security has completed its corporate action. The security is being kept open for the potential of an additional distribution, but due to the unpredictability of the distribution, the security is being
priced conservatively at zero.
|
(m)
|
Disclosures about Derivative Instruments and Hedging Activities at March 31, 2013.
|
The Fund has adopted authoritative standards regarding disclosure about derivatives and hedging activities intended to improve financial reporting of derivative instruments.
|
|
Fair values of derivative instruments as of March 31, 2013 are as follows:
|
Asset Derivatives
|
Liability Derivatives
|
|||||||||||||||
Derivatives
|
Description
|
Fair Value
|
Description
|
Fair Value
|
||||||||||||
Equity Contracts:
|
||||||||||||||||
Purchased Options
|
Schedule of Investments
|
$ | 28,425,759 | N/A | $ | - | ||||||||||
Written Option Contracts
|
N/A | - |
Schedule of Options Written
|
217,445,790 | ||||||||||||
Swap Contracts
|
Schedule of Swap Contracts
|
- |
Schedule of Swap Contracts
|
16,464,078 | ||||||||||||
Foreign Exchange Contracts:
|
||||||||||||||||
Forward Foreign Currency
Exchange Contracts
|
Schedule of Forward Currency Exchange Contracts
|
5,492,873 |
Schedule of Forward Currency Exchange Contracts
|
3,807,098 | ||||||||||||
Total
|
$ | 33,918,632 | $ | 237,716,966 | ||||||||||||
SCHEDULE OF SECURITIES SOLD SHORT
|
|||||||
March 31, 2013
|
|||||||
(Unaudited)
|
|||||||
Shares
|
Value
|
||||||
1,584,789 |
Aetna, Inc.
|
$ | 81,014,414 | ||||
1,528,270 |
ASML Holding N.V. - ADR
|
103,937,643 | |||||
2,843,758 |
Comcast Corporation Special Class A
|
119,466,274 | |||||
303,100 |
Discovery Communications, Inc. Class A
|
23,866,094 | |||||
58,170 |
Expedia, Inc.
|
3,490,782 | |||||
456,655 |
FirstMerit Corporation
|
7,548,507 | |||||
267,124 |
IntercontinentalExchange, Inc.
|
43,559,910 | |||||
90,932 |
Kinder Morgan Energy Partners, L.P.
|
8,162,966 | |||||
288,245 |
Kinder Morgan Management, LLC
|
25,322,323 | |||||
172,554 |
Liberty Global, Inc. Class A
|
12,665,463 | |||||
222,028 |
Liberty Global, Inc. Series C
|
15,237,782 | |||||
320,391 |
M & T Bank Corporation
|
33,051,536 | |||||
10,710 |
Markel Corporation
|
5,392,485 | |||||
79,647 |
TripAdvisor, Inc.
|
4,183,060 | |||||
TOTAL SECURITIES SOLD SHORT
|
|||||||
(Proceeds $398,180,182)
|
$ | 486,899,239 | |||||
ADR -
|
American Depository Receipt
|
SCHEDULE OF OPTIONS WRITTEN
|
|||||||
March 31, 2013
|
|||||||
(Unaudited)
|
|||||||
Contracts (100 Shares per contract)
|
Value
|
CALL OPTIONS WRITTEN
|
|||||||
Abbott Laboratories
|
|||||||
929 |
Expiration May 2013, Exercise Price: $34.00
|
$ | 147,711 | ||||
AbbVie, Inc.
|
|||||||
929 |
Expiration May 2013, Exercise Price: $35.00
|
536,962 | |||||
American International Group, Inc.
|
|||||||
5,532 |
Expiration April 2013, Exercise Price: $37.00
|
1,128,528 | |||||
2,350 |
Expiration May 2013, Exercise Price: $35.00
|
994,050 | |||||
17,022 |
Expiration May 2013, Exercise Price: $36.00
|
5,702,370 | |||||
Anadarko Petroleum Corporation
|
|||||||
545 |
Expiration May 2013, Exercise Price: $72.50
|
831,125 | |||||
546 |
Expiration May 2013, Exercise Price: $75.00
|
727,545 | |||||
2,624 |
Expiration May 2013, Exercise Price: $80.00
|
2,269,760 | |||||
1,113 |
Expiration August 2013, Exercise Price: $72.50
|
1,850,362 | |||||
AT&T, Inc.
|
|||||||
3,769 |
Expiration April 2013, Exercise Price: $35.00
|
646,383 | |||||
773 |
Expiration June 2013, Exercise Price: $36.00
|
88,895 | |||||
BB&T Corporation
|
|||||||
1,819 |
Expiration June 2013, Exercise Price: $30.00
|
331,967 | |||||
Berry Petroleum Company
|
|||||||
7,146 |
Expiration April 2013, Exercise Price: $45.00
|
1,125,495 | |||||
BP plc - ADR
|
|||||||
7,480 |
Expiration April 2013, Exercise Price: $43.00
|
299,200 | |||||
11,847 |
Expiration April 2013, Exercise Price: $44.00
|
201,399 | |||||
CBS Corporation Class B (non-voting)
|
|||||||
10,421 |
Expiration June 2013, Exercise Price: $40.00
|
7,346,805 | |||||
CenturyLink, Inc.
|
|||||||
17,627 |
Expiration July 2013, Exercise Price: $34.00
|
3,349,130 | |||||
Chesapeake Energy Corporation
|
|||||||
14,570 |
Expiration April 2013, Exercise Price: $17.00
|
5,026,650 | |||||
9,220 |
Expiration April 2013, Exercise Price: $18.00
|
2,286,560 | |||||
Clearwire Corporation Class A
|
|||||||
2,304 |
Expiration June 2013, Exercise Price: $3.00
|
69,120 | |||||
Constellation Brands, Inc. Class A
|
|||||||
9,770 |
Expiration July 2013, Exercise Price: $45.00
|
5,324,650 | |||||
Corrections Corporation of America
|
|||||||
1,739 |
Expiration June 2013, Exercise Price: $33.00
|
1,060,790 | |||||
7,358 |
Expiration June 2013, Exercise Price: $34.00
|
3,752,580 | |||||
1,359 |
Expiration June 2013, Exercise Price: $35.00
|
553,113 | |||||
4,975 |
Expiration September 2013, Exercise Price: $37.00
|
1,567,125 | |||||
Dean Foods Company
|
|||||||
5,512 |
Expiration June 2013, Exercise Price: $15.00
|
1,846,520 | |||||
18,903 |
Expiration June 2013, Exercise Price: $16.00
|
4,725,750 | |||||
16,667 |
Expiration June 2013, Exercise Price: $17.00
|
2,916,725 | |||||
Dole Food Company, Inc.
|
|||||||
6,973 |
Expiration April 2013, Exercise Price: $10.00
|
627,570 | |||||
3,737 |
Expiration April 2013, Exercise Price: $11.00
|
74,740 | |||||
24,426 |
Expiration July 2013, Exercise Price: $10.00
|
3,175,380 | |||||
Eli Lilly & Company
|
|||||||
8,125 |
Expiration April 2013, Exercise Price: $52.50
|
3,534,375 | |||||
Freeport-McMoRan Copper & Gold, Inc.
|
|||||||
10,134 |
Expiration May 2013, Exercise Price: $31.00
|
2,503,098 | |||||
3,290 |
Expiration June 2013, Exercise Price: $31.00
|
898,170 | |||||
General Motors Co.
|
|||||||
7,379 |
Expiration June 2013, Exercise Price: $25.00
|
2,398,175 | |||||
4,869 |
Expiration June 2013, Exercise Price: $26.00
|
1,217,250 | |||||
3,095 |
Expiration June 2013, Exercise Price: $27.00
|
569,480 | |||||
3,678 |
Expiration June 2013, Exercise Price: $29.00
|
319,986 | |||||
7,157 |
Expiration September 2013, Exercise Price: $27.00
|
1,850,085 | |||||
Genworth Financial, Inc.
|
|||||||
38,475 |
Expiration June 2013, Exercise Price: $8.00
|
8,445,263 | |||||
H.J. Heinz Company
|
|||||||
18,674 |
Expiration June 2013, Exercise Price: $75.00
|
186,740 | |||||
1,634 |
Expiration September 2013, Exercise Price: $75.00
|
24,510 | |||||
Hess Corporation
|
|||||||
15,114 |
Expiration May 2013, Exercise Price: $65.00
|
11,373,285 | |||||
Huntsman Corporation
|
|||||||
6 |
Expiration May 2013, Exercise Price: $14.00
|
2,754 | |||||
8,389 |
Expiration May 2013, Exercise Price: $16.00
|
2,369,893 | |||||
5,382 |
Expiration May 2013, Exercise Price: $17.00
|
1,076,400 | |||||
2,780 |
Expiration May 2013, Exercise Price: $18.00
|
375,300 | |||||
3,614 |
Expiration August 2013, Exercise Price: $18.00
|
704,730 | |||||
Ingersoll-Rand plc
|
|||||||
3,657 |
Expiration September 2013, Exercise Price: $52.50
|
1,810,215 | |||||
IntercontinentalExchange, Inc.
|
|||||||
2,576 |
Expiration June 2013, Exercise Price: $110.00
|
13,670,832 | |||||
271 |
Expiration June 2013, Exercise Price: $120.00
|
1,167,197 | |||||
KeyCorp
|
|||||||
33,059 |
Expiration June 2013, Exercise Price: $9.00
|
3,520,784 | |||||
Lamar Advertising Company Class A
|
|||||||
2,623 |
Expiration July 2013, Exercise Price: $37.00
|
3,252,520 | |||||
Liberty Global, Inc. Class A
|
|||||||
1,738 |
Expiration July 2013, Exercise Price: $55.00
|
3,197,920 | |||||
2,826 |
Expiration July 2013, Exercise Price: $60.00
|
3,956,400 | |||||
M & T Bank Corporation
|
|||||||
47 |
Expiration April 2013, Exercise Price: $85.00
|
85,352 | |||||
3,268 |
Expiration April 2013, Exercise Price: $95.00
|
2,666,688 | |||||
McGraw-Hill Companies, Inc.
|
|||||||
1,451 |
Expiration April 2013, Exercise Price: $43.00
|
1,317,508 | |||||
7,343 |
Expiration May 2013, Exercise Price: $40.00
|
8,885,030 | |||||
3,481 |
Expiration May 2013, Exercise Price: $42.50
|
3,411,380 | |||||
McMoRan Exploration Co.
|
|||||||
22,245 |
Expiration May 2013, Exercise Price: $16.00
|
1,201,230 | |||||
Merck & Co., Inc.
|
|||||||
5 |
Expiration April 2013, Exercise Price: $41.00
|
1,638 | |||||
MetroPCS Communications, Inc.
|
|||||||
21,459 |
Expiration May 2013, Exercise Price: $9.00
|
4,366,907 | |||||
81,955 |
Expiration May 2013, Exercise Price: $10.00
|
10,244,375 | |||||
16,991 |
Expiration August 2013, Exercise Price: $10.00
|
2,548,650 | |||||
Murphy Oil Corporation
|
|||||||
1,766 |
Expiration April 2013, Exercise Price: $55.00
|
1,541,718 | |||||
2,161 |
Expiration April 2013, Exercise Price: $57.50
|
1,361,430 | |||||
3,649 |
Expiration April 2013, Exercise Price: $60.00
|
1,423,110 | |||||
Navistar International Corporation
|
|||||||
7,222 |
Expiration April 2013, Exercise Price: $16.00
|
13,411,254 | |||||
News Corporation Class A
|
|||||||
871 |
Expiration April 2013, Exercise Price: $24.00
|
570,505 | |||||
OfficeMax, Inc.
|
|||||||
19,287 |
Expiration August 2013, Exercise Price: $11.00
|
2,507,310 | |||||
6,796 |
Expiration August 2013, Exercise Price: $12.00
|
509,700 | |||||
Pfizer, Inc.
|
|||||||
604 |
Expiration April 2013, Exercise Price: $26.00
|
172,744 | |||||
10,314 |
Expiration April 2013, Exercise Price: $27.00
|
1,933,875 | |||||
7,181 |
Expiration June 2013, Exercise Price: $27.00
|
1,472,105 | |||||
SLM Corporation
|
|||||||
6,667 |
Expiration April 2013, Exercise Price: $16.00
|
2,986,816 | |||||
7,322 |
Expiration April 2013, Exercise Price: $17.00
|
2,562,700 | |||||
5,738 |
Expiration July 2013, Exercise Price: $18.00
|
1,546,391 | |||||
Sprint Nextel Corporation
|
|||||||
17,788 |
Expiration May 2013, Exercise Price: $5.50
|
1,271,842 | |||||
TNT Express NV
|
|||||||
21,305 |
Expiration April 2013, Exercise Price: EUR 5.60 (a)
|
546,196 | |||||
Tyco International Ltd.
|
|||||||
1,161 |
Expiration April 2013, Exercise Price: $29.00
|
357,007 | |||||
Valero Energy Corporation
|
|||||||
2,947 |
Expiration June 2013, Exercise Price: $32.00
|
4,030,022 | |||||
2,059 |
Expiration June 2013, Exercise Price: $39.00
|
1,472,185 | |||||
2,039 |
Expiration June 2013, Exercise Price: $42.00
|
999,110 | |||||
Verizon Communications, Inc.
|
|||||||
5,491 |
Expiration July 2013, Exercise Price: $42.00
|
3,926,065 | |||||
1,164 |
Expiration July 2013, Exercise Price: $43.00
|
715,860 | |||||
2,688 |
Expiration July 2013, Exercise Price: $45.00
|
1,115,520 | |||||
Vivendi SA
|
|||||||
5,334 |
Expiration May 2013, Exercise Price: EUR 16.00 (a)
|
485,458 | |||||
Williams Companies, Inc.
|
|||||||
14,924 |
Expiration May 2013, Exercise Price: $34.00
|
5,633,810 | |||||
Xstrata plc
|
|||||||
2,560 |
Expiration April 2013, Exercise Price: GBP 11.00 (a)(b)
|
505,677 | |||||
216,797,490 | |||||||
PUT OPTIONS WRITTEN
|
|||||||
SPDR S&P 500 ETF Trust
|
|||||||
6,505 |
Expiration May 2013, Exercise Price: $148.00
|
507,390 | |||||
Sprint Nextel Corporation
|
|||||||
9,394 |
Expiration January 2014, Exercise Price: $4.00
|
140,910 | |||||
648,300 | |||||||
TOTAL OPTIONS WRITTEN
|
|||||||
(Premiums received $148,026,893)
|
$ | 217,445,790 | |||||
ADR -
|
American Depository Receipt
|
||||||
ETF -
|
Exchange-Traded Fund
|
||||||
EUR -
|
Euro
|
||||||
GBP -
|
British Pound
|
||||||
plc -
|
Public Limited Company
|
||||||
(a)
|
Level 2 Security. Please see footnote (1) on the schedule of investments for more information.
|
||||||
(b)
|
1000 shares per contract.
|
The Merger Fund
|
||||||||||||||||||||||
SCHEDULE OF FORWARD CURRENCY EXCHANGE CONTRACTS*
|
||||||||||||||||||||||
March 31, 2013
|
||||||||||||||||||||||
(Unaudited)
|
||||||||||||||||||||||
Settlement Date
|
Currency to be Delivered
|
U.S. $ Value at
March 31, 2013
|
Currency to be Received
|
U.S. $ Value at
March 31, 2013
|
Unrealized
Appreciation (Depreciation)
|
|||||||||||||||||
5/8/2013
|
47,308,505 |
Australian Dollars
|
$ | 49,103,109 | 48,583,311 |
U.S. Dollars
|
$ | 48,583,311 | $ | (519,798 | ) | |||||||||||
5/8/2013
|
861,471 |
U.S. Dollars
|
861,471 | 840,009 |
Australian Dollars
|
871,874 | 10,403 | |||||||||||||||
6/26/2013
|
2,627,932 |
Australian Dollars
|
2,717,473 | 2,715,442 |
U.S. Dollars
|
2,715,442 | (2,031 | ) | ||||||||||||||
7/10/2013
|
18,764,786 |
Australian Dollars
|
19,383,356 | 19,283,562 |
U.S. Dollars
|
19,283,562 | (99,794 | ) | ||||||||||||||
4/12/2013
|
64,516,775 |
British Pounds
|
98,021,829 | 96,312,577 |
U.S. Dollars
|
96,312,577 | (1,709,252 | ) | ||||||||||||||
4/25/2013
|
28,160,000 |
British Pounds
|
42,781,201 | 42,489,216 |
U.S. Dollars
|
42,489,216 | (291,985 | ) | ||||||||||||||
6/12/2013
|
86,896,140 |
Canadian Dollars
|
85,391,541 | 84,889,914 |
U.S. Dollars
|
84,889,914 | (501,627 | ) | ||||||||||||||
6/13/2013
|
15,012,896 |
Canadian Dollars
|
14,752,623 | 14,641,053 |
U.S. Dollars
|
14,641,053 | (111,570 | ) | ||||||||||||||
6/20/2013
|
931,002 |
Canadian Dollars
|
914,720 | 911,719 |
U.S. Dollars
|
911,719 | (3,001 | ) | ||||||||||||||
4/25/2013
|
8,052,876 |
Euros
|
10,324,465 | 10,577,820 |
U.S. Dollars
|
10,577,820 | 253,355 | |||||||||||||||
4/26/2013
|
35,216,029 |
Euros
|
45,150,202 | 45,842,818 |
U.S. Dollars
|
45,842,818 | 692,616 | |||||||||||||||
4/26/2013
|
30,500,906 |
U.S. Dollars
|
30,500,906 | 23,355,340 |
Euros
|
29,943,703 | (557,203 | ) | ||||||||||||||
5/22/2013
|
8,534,400 |
Euros
|
10,944,006 | 10,973,233 |
U.S. Dollars
|
10,973,233 | 29,227 | |||||||||||||||
4/15/2013
|
3,371,307,000 |
Japanese Yen
|
35,817,608 | 40,324,880 |
U.S. Dollars
|
40,324,880 | 4,507,272 | |||||||||||||||
4/15/2013
|
35,820,510 |
U.S. Dollars
|
35,820,510 | 3,371,307,000 |
Japanese Yen
|
35,817,608 | (2,902 | ) | ||||||||||||||
5/15/2013
|
2,591,112 |
Malaysian Ringgit
|
833,919 | 825,984 |
U.S. Dollars
|
825,984 | (7,935 | ) | ||||||||||||||
$ | 483,318,939 | $ | 485,004,714 | $ | 1,685,775 | |||||||||||||||||
(a)
|
The Registrant’s President/Principal Executive Officer and Treasurer/Principal Financial Officer have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”)) as of a date within 90 days of the filing date of the report, as required by Rule 30a-3(b) under the 1940 Act and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934. Based on their review, such officers have concluded that the disclosure controls and procedures are reasonably designed to ensure that information required to be disclosed in this report is appropriately recorded, processed, summarized and reported and made known to them by others within the Registrant and by the Registrant’s service provider.
|
(b)
|
There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant's internal control over financial reporting.
|
1 Year Merger Fund (The) (MM) Chart |
1 Month Merger Fund (The) (MM) Chart |
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