ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for charts Register for streaming realtime charts, analysis tools, and prices.

MDCA MDC Partners Inc

5.42
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
MDC Partners Inc NASDAQ:MDCA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 5.42 5.36 5.45 0 01:00:00

Initial Statement of Beneficial Ownership (3)

28/06/2019 10:14pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gardner Seth

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/28/2019 

3. Issuer Name and Ticker or Trading Symbol

MDC PARTNERS INC [MDCA]

(Last)        (First)        (Middle)

C/O MDC PARTNERS INC., 745 FIFTH AVENUE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Operating Officer /

(Street)

NEW YORK, NY 10151       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Restricted Stock   (1) 225000   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights   (2) 6/17/2020   6/17/2024   Class A Shares   225000   $5.00   D    

Explanation of Responses:
(1)  The Issuer granted 225,000 restricted Class A Subordinate Voting Shares to the Reporting Person pursuant to a Restricted Stock Grant Agreement dated June 28, 2019. These restricted Class A Shares will vest in three equal installments on June 17, 2020, June 17, 2021 and June 17, 2022, subject to the Reporting Person's continued employment with the Company through each of the applicable vesting dates.
(2)  The Issuer granted 225,000 Stock Appreciation Rights ("SARs") to the Reporting Person on June 28, 2019, with a base price of $5.00. These SARS will vest in three equal installments on June 17, 2020, June 17, 2021 and June 17, 2022, subject to the Reporting Person's continued employment with the Company through each of the applicable vesting dates. These SARs will be settled in Class A Shares upon exercise.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Gardner Seth
C/O MDC PARTNERS INC.
745 FIFTH AVENUE
NEW YORK, NY 10151


Chief Operating Officer

Signatures
/s/ Seth Gardner 6/28/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year MDC Partners Chart

1 Year MDC Partners Chart

1 Month MDC Partners Chart

1 Month MDC Partners Chart

Your Recent History

Delayed Upgrade Clock